The page is the record's research on the issuer — no analyst, no rating, no view.

# Beneficient (NASDAQ: BENF) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Beneficient, listed on NASDAQ under ticker BENF, with ISIN US08178Q5071 and LEI 549300MQ0W8R6XMVEN12. Its security type is Corporate, its segment is not on the record, its sector is 6199 Finance Services, and its jurisdiction is United States, Nevada. Its listing status is listed, not halted.

## The disclosure read

The record holds 76 filings across 49 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 4.0 days, against a NASDAQ median of 6.0 days and a 6199 Finance Services median of 5.0 days. The median filing count is 52 for NASDAQ and 61.5 for 6199 Finance Services. Latency from the latest filing to the record date is 4 days, against medians of 5.0 days for NASDAQ and 4.0 days for 6199 Finance Services. The latest filing is dated 2026-11-04 and is of type agm_egm.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag, and foreign private issuers and older filings carry none. The auditor's location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted.

## Orderability

The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, as of chapter date 2026-11-04. The chapter's orderability section carries no client_categories, so the outcome cannot name its client category.

## Coverage

No research houses were found on the issuer's investor-relations pages read. The count is 0.

## Open research

No openly published research notes were found on the record. The count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001775734.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/BENF (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/BENF (the record)

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