The page is the record's research on the issuer — no analyst, no rating, no view.

# BGC Group, Inc. (NASDAQ: BGC) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

BGC Group, Inc. is listed on NASDAQ under ticker BGC, ISIN US0889291045, LEI 2549001IGRCG4F0RLD36. Its security type is Corporate and its sector is 6200 Security & Commodity Brokers, Dealers, Exchanges & Services. Segment and jurisdiction are not on the record. Status: listed, not halted.

## The disclosure read

The record holds 37 filings across 26 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 9 days, against a NASDAQ median of 6.0 days and a sector median of 6.0 days. The latest filing is a results filing dated 2026-11-05, 3 days before the record date; latency is 3 days, against a NASDAQ median of 5.0 days and a sector median of 5.0 days. Filings by type: 14 directors' dealings, 9 results, 5 corporate news, 4 regulatory filings, 3 AGM/EGM, 1 prospectus, 1 director change.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no auditor name tag. Auditor location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as exchange tier transfers are not EDGAR filings. Halt status: listed, not halted.

## Orderability

The outcome is not determinable: the chapter's orderability section carries no client categories, so the outcome cannot name its client category. Rule version: acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, chapter as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations page read; the count is 0.

## Open research

No openly published research notes were found on the record; the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04. The live record began 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://api.gleif.org/api/v1/lei-records/TF1LXM1YNB81WKUH5G19/direct-parent (identity.lei)
- https://data.sec.gov/submissions/CIK0001094831.json (identity.name)
- https://mcp.us-cm-kg.ai/events/NASDAQ/BGC (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/BGC (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/BGC · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
