The page is the record's research on the issuer — no analyst, no rating, no view.

# BROADWIND, INC. (NASDAQ: BWEN) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is BROADWIND, INC., listed on NASDAQ under ticker BWEN, with ISIN US11161T2078 and LEI 529900ATI5MMWNW41F84. Its security type is Corporate. Segment is not on the record. Sector is 3360 Nonferrous Foundries (Castings). Jurisdiction is United States, Delaware. Status is listed, not halted.

## The disclosure read

The record holds 37 filings across 19 filing days in the window 2025-11-08 to 2026-11-08. Of these, 16 are directors' dealings, 8 are results, 4 are regulatory filings, 3 are AGM/EGM notices, 3 are corporate news, 2 are ad hoc, and 1 is a director change. The median gap between filing days is 9.0 days, against a NASDAQ median of 6.0 days. The latest filing is dated 2026-11-02 and is of type corporate_news, 6 days before the record date. The NASDAQ median latency is 5.0 days. The sector median is not stated, as the node holds fewer than five issuers.

## Auditor

The auditor of record is RSM US LLP, located in Chicago, Illinois. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

9 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001120370.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/BWEN (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://www.sec.gov/Archives/edgar/data/1120370/000143774926007742/bwen20251231_10k.htm (the auditor)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/BWEN (the record)

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