The page is the record's research on the issuer — no analyst, no rating, no view. # CAPRICOR THERAPEUTICS, INC. (NASDAQ: CAPR) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is CAPRICOR THERAPEUTICS, INC., listed on NASDAQ under ticker CAPR, with ISIN US14070B3096 and LEI 5493002ZI5PDLXV4DX14. Its security type is Corporate, its segment is not on the record, its sector is 2834 Pharmaceutical Preparations, and its jurisdiction is United States, Delaware. Its listing status is listed, not halted. ## The disclosure read The record holds 67 filings in the twelve months to 2026-11-08, on 41 filing days. The median gap between filing days is 5.0 days, against a NASDAQ median of 6.0 days and a 2834 Pharmaceutical Preparations median of 6.0 days. The latest filing is a regulatory filing dated 2026-10-14, 25 days before the record date, against a NASDAQ median latency of 5.0 days and a sector median of 4.0 days. The filings comprise 26 directors' dealings, 17 regulatory filings, 10 corporate news, 8 results, 3 prospectuses and 3 AGM/EGM notices. ## Auditor The auditor of record is Rose, Snyder & Jacobs LLP, located in Encino, California. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage The issuer's investor-relations page names 10 research houses: B. Riley Securities, Oppenheimer & Co. Inc., Ladenburg Thalmann & Co. Inc., Cantor Fitzgerald & Co., Maxim Group, JonesTrading, ROTH Capital Partners, H.C. Wainwright & Co., Piper Sandler & Co., and A.G.P. / Alliance Global Partners. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for the issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. The market's vintage is sealed. ## Sources 10 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin) - https://data.sec.gov/submissions/CIK0001133869.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NASDAQ/CAPR (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://www.sec.gov/Archives/edgar/data/1133869/000110465926029580/capr-20251231x10k.htm (the auditor) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://www.capricor.com/investors/stock-data/analyst-coverage (coverage) - https://mcp.us-cm-kg.ai/record/NASDAQ/CAPR (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/CAPR · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp