CATHAY GENERAL BANCORP (CATY) — research page
US · us-cm-kg/NASDAQ/CATY · as of 2026-11-08
Identity and listing
CATHAY GENERAL BANCORP is listed on NASDAQ under the ticker CATY, with ISIN US1491501045 and LEI 549300K1SLJ8C97H5L68. Its security type is Corporate, its sector is 6022 State Commercial Banks, and its jurisdiction is United States, Delaware. Its segment is not on the record. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | CATHAY GENERAL BANCORP | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | CATY | source · 2026-11-08 |
| ISIN | US1491501045 | source · 2026-11-08 |
| LEI | 549300K1SLJ8C97H5L68 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6022 State Commercial Banks | source · 2026-11-08 |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 83 filings in the window 2025-11-08 to 2026-11-08, across 50 filing days. The median gap between filing days is 5 days. The latest filing is dated 2026-11-06, two days before the record date 2026-11-08, and is of type results. NASDAQ's median filings in the window is 52, its median gap between filing days is 6.0 days, and its median latency is 5.0 days. The sector 6022 State Commercial Banks has a median of 87.5 filings, a median gap of 5.0 days, and a median latency of 3.0 days.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 83 | 5 | 2 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| sector median: 6022 State Commercial Banks (214 issuers) | 87.5 | 5 | 3 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-06 | results | 10-Q | 10-Q — FORM 10-Q |
| 2026-10-28 | directors_dealings | 4 | 4 — ALBERT SUN |
| 2026-10-26 | regulatory_filing | 144 | 144 |
| 2026-10-21 | results | 8-K | 8-K — FORM 8-K (items 2.02,7.01,9.01) |
| 2026-09-25 | directors_dealings | 4 | 4 — ALBERT SUN |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is KPMG LLP, located in Los Angeles, California. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change events. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable for this issuer, as the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's own investor-relations page, so the count is 0.
Open research
No openly published research notes were found, so the count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
9 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0000861842.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NASDAQ/CATY (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://www.sec.gov/Archives/edgar/data/861842/000143774926006157/caty20251231c_10k.htm (the auditor)
- 10.8
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.9
- https://mcp.us-cm-kg.ai/record/NASDAQ/CATY (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US1491501045"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:9d47402757893a3e.