The page is the record's research on the issuer — no analyst, no rating, no view.

# CADIZ INC (NASDAQ: CDZIP) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is CADIZ INC, listed on NASDAQ under ticker CDZIP, with ISIN US1275373066 and LEI 549300PFFIS1TCKZS151. Its security type is Corporate, its segment is not on the record, its sector is 4941 Water Supply, and its jurisdiction is United States, Delaware. Its listing status is listed, not halted.

## The disclosure read

The record holds 44 filings in the window 2025-11-08 to 2026-11-08, across 25 filing days. The median gap between filing days is 8.5 days, against a NASDAQ median of 6.0 days and a 4941 Water Supply median of 6.0 days. The latest filing is dated 2026-10-29 and is of type corporate_news, 10 days before the record date of 2026-11-08. The latency median is 5.0 days for NASDAQ and 5.0 days for 4941 Water Supply. The issuer's filings in the window comprise 24 directors_dealings, 5 results, 4 agm_egm, 4 corporate_news, 4 regulatory_filing, 2 director_change and 1 prospectus. The NASDAQ median filings count is 52 and the 4941 Water Supply median is 69.5, so the issuer's 44 filings are below both medians.

## Auditor

The auditor of record is PricewaterhouseCoopers LLP, located in Los Angeles, California. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting, name change, or domicile change lines in the window. The domicile change field is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move field is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

The issuer's investor-relations page names 3 research houses: B. Riley Securities, Roth Capital Partners, and Maxim Group.

## Open research

No openly published research notes were found on the record for this issuer.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer is held in sealed years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

10 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0000727273.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/CDZIP (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://www.sec.gov/Archives/edgar/data/727273/000143774926010517/cdzi20251231_10k.htm (the auditor)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://cadizinc.com/investors/stock-info/ (coverage)
- https://mcp.us-cm-kg.ai/record/NASDAQ/CDZIP (the record)

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