The page is the record's research on the issuer — no analyst, no rating, no view.

# Carlyle Group Inc. (NASDAQ: CGABL) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

Carlyle Group Inc. is listed on NASDAQ under ticker CGABL, with ISIN US14314C1053. The LEI is not on the record, because several GLEIF records share the exact name and jurisdiction. Its security type is Corporate, its segment is not on the record, its sector is 6282 Investment Advice, and its jurisdiction is United States, Delaware. Its listing status is listed, not halted.

## The disclosure read

The record holds 118 filings across 49 filing days in the window 2025-11-08 to 2026-11-08. Of these, 80 are directors' dealings, 23 are regulatory filings, 8 are results, 3 are director changes, 2 are AGM/EGM filings, 1 is corporate news, and 1 is a prospectus. The median gap between filing days is 4.5 days. The latest filing is a results filing dated 2026-11-06, 2 days before the record date. On NASDAQ the median cadence gap is 6.0 days, the median filings count is 52, and the median latency is 5.0 days across 4359 issuers. In sector 6282 Investment Advice the median cadence gap is 5.0 days, the median filings count is 79, and the median latency is 3 days across 65 issuers. The issuer's 118 filings are above the sector median of 79 and above the exchange median of 52.

## Auditor

The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag. Its location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's own investor-relations page, so the count is 0.

## Open research

No openly published research notes were found, so the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with the earliest sealed date 2021-01-04. The live record began 2026-09-12.

## Sources

7 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001527166.json (identity.jurisdiction)
- https://mcp.us-cm-kg.ai/events/NASDAQ/CGABL (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/CGABL (the record)

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