The page is the record's research on the issuer — no analyst, no rating, no view.

# Collective Mining Ltd. (NASDAQ: CNL) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Collective Mining Ltd., listed on NASDAQ under the ticker CNL. Its ISIN is US19425C1009. The record does not carry an LEI, as no GLEIF record with the exact legal name in jurisdiction US-A6 was found. The security type is non-operating entity type (other). The segment is not on the record. The sector is 1040 Gold and Silver Ores and the jurisdiction is Ontario, Canada. The issuer is listed and not halted.

## The disclosure read

The record holds 73 filings in the window from 2025-11-08 to 2026-11-08, across 62 filing days. The median gap between filing days is 6 days. The latest filing is dated 2026-11-04, is of type regulatory filing, and falls 4 days before the record date. The exchange median is 6.0 days for cadence, 52 filings and 5.0 days of latency across 4359 issuers. The sector median is 7.0 days for cadence, 43 filings and 6 days of latency across 81 issuers.

## Auditor

The auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds a delisting dated 2026-08-10 and two listings dated 2026-08-10. The record holds no name change. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable, as the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

The issuer's investor-relations page names five research houses: BMO Capital Markets, Canaccord Genuity / Capital Markets, Clarus Securities Inc., Roth Capital and Scotiabank.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The vintage is sealed. The issuer's sealed years are 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001953575.json (identity.jurisdiction)
- https://mcp.us-cm-kg.ai/events/NASDAQ/CNL (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://collectivemining.com/investors/ (coverage)
- https://mcp.us-cm-kg.ai/record/NASDAQ/CNL (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/CNL · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
