Defi Technologies, Inc. (DEFT) — research page
US · us-cm-kg/NASDAQ/DEFT · as of 2026-11-08
Identity and listing
Defi Technologies, Inc. is listed on NASDAQ under ticker DEFT, with ISIN US2449161023. The record holds no LEI for the issuer, because no GLEIF record with the exact legal name exists in jurisdiction US-DE. The security type is non-operating entity type (other), the sector is 6199 Finance Services, and the jurisdiction is United States, Delaware. The segment is not on the record. The listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | Defi Technologies, Inc. | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | DEFT | source · 2026-11-08 |
| ISIN | US2449161023 | source · 2026-10-13 |
| LEI | not on the record | |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6199 Finance Services | source · 2026-11-08 |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 54 filings across 45 filing days in the window 2025-11-08 to 2026-11-08, of which 53 are results and 1 is a regulatory filing. The median gap between filing days is 7.0 days. The latest filing is dated 2026-11-06, a results filing, 2 days before the record date of 2026-11-08. The NASDAQ median cadence gap is 6.0 days across 4,359 issuers, with a median of 52 filings and a median latency of 5.0 days. The sector median cadence gap is 5.0 days across 184 issuers, with a median of 61.5 filings and a median latency of 4.0 days.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 54 | 7 | 2 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| sector median: 6199 Finance Services (184 issuers) | 61.5 | 5 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-06 | results | 6-K | 6-K — FORM 6-K |
| 2026-11-06 | results | 6-K | 6-K — FORM 6-K |
| 2026-10-01 | results | 6-K | 6-K — FORM 6-K |
| 2026-09-29 | results | 6-K | 6-K — FORM 6-K |
| 2026-09-21 | results | 6-K | 6-K — FORM 6-K |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag; foreign private issuers and older filings carry none. The auditor location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
Seven research houses are named on the issuer's investor-relations page: Benchmark Company, B Riley, Compass Point, Jones Trading, Joseph Gunnar, Maxim Group and Northland Capital Markets.
| research house | analyst | source · read date |
|---|---|---|
| Benchmark Company | Mark Palmer | issuer page · 2026-11-11 |
| B Riley | Hal Goetsch | issuer page · 2026-11-11 |
| Compass Point | Ed Engel | issuer page · 2026-11-11 |
| Jones Trading | Kevin Dede | issuer page · 2026-11-11 |
| Joseph Gunnar | Leo Carpio | issuer page · 2026-11-11 |
| Maxim Group | Matthew Galinko | issuer page · 2026-11-11 |
| Northland Capital Markets | Mike Grondahl | issuer page · 2026-11-11 |
Open research
No openly published research notes were found, and the record holds none.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's years sealed are 2021, 2022, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001888274.json (identity.jurisdiction)
- 10.4
- https://mcp.us-cm-kg.ai/events/NASDAQ/DEFT (the disclosure lines)
- 10.5
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.6
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.7
- https://www.defi.tech/investor-relations (coverage)
- 10.8
- https://mcp.us-cm-kg.ai/record/NASDAQ/DEFT (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US2449161023"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:63c70b2f13a4f9f8.