The page is the record's research on the issuer — no analyst, no rating, no view.

# Eton Pharmaceuticals, Inc. (NASDAQ: ETON) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Eton Pharmaceuticals, Inc., listed on NASDAQ under ticker ETON, with ISIN US29772L1089. The record holds no LEI for the issuer, as no GLEIF record carries the exact legal name in jurisdiction US-DE. The security type is Corporate, the sector is 2834 Pharmaceutical Preparations, and the jurisdiction is United States, Delaware. The segment is not on the record. The issuer is listed and not halted.

## The disclosure read

The record holds 92 filings in the window from 2025-11-08 to 2026-11-08, across 56 filing days. The median gap between filing days is 5 days, against a NASDAQ median of 6.0 days and a sector median of 6.0 days. The latest filing is dated 2026-11-06, two days before the record date, and is a regulatory filing. The NASDAQ median latency is 5.0 days and the sector median latency is 4.0 days. Filings in the window by type: directors' dealings 38, regulatory filings 27, corporate news 14, results 8, AGM/EGM 2, director changes 2, and takeover 1. The NASDAQ median filings count is 52 and the sector median is 63.0.

## Auditor

The auditor of record is GRANT THORNTON LLP, located in Chicago, Illinois. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines for the issuer. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The issuer is not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations page, and the count is 0.

## Open research

No openly published research notes were found on the record, and the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001710340.json (identity.jurisdiction)
- https://mcp.us-cm-kg.ai/events/NASDAQ/ETON (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://www.sec.gov/Archives/edgar/data/1710340/000143774926009059/eton20251231_10k.htm (the auditor)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/ETON (the record)

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