The page is the record's research on the issuer — no analyst, no rating, no view.

# FIDUS INVESTMENT Corp (NASDAQ: FDUS) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is FIDUS INVESTMENT Corp, listed on NASDAQ under ticker FDUS, with ISIN US3165001070 and LEI 549300836CRWCROFBC02. Its security type is Corporate, its jurisdiction is United States, Maryland, and its status is listed, not halted. Its segment and sector are not on the record.

## The disclosure read

The record holds 28 filings on 17 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 12.5 days. The latest filing is dated 2026-11-05 and is a prospectus, 3 days before the record date of 2026-11-08. For NASDAQ the record holds 4359 issuers, a median of 52 filings, a median cadence gap of 6.0 days and a median latency of 5.0 days. The sector median is not on the record.

## Auditor

The auditor of record is not on the record, because the latest annual report cover carries no auditor name tag. The auditor's location is not on the record, and the record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, and the segment move is not on the record. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read, and the count is 0.

## Open research

No openly published research notes were found, and the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001513363.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/FDUS (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/FDUS (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/FDUS · public-record only · the same page signed and receipted: get_research at https://mcp.getissuer.ai/mcp
