SPROTT FOCUS TRUST INC. (FUND) — research page
US · us-cm-kg/NASDAQ/FUND · as of 2026-11-08
Identity and listing
The issuer is SPROTT FOCUS TRUST INC., listed on NASDAQ under ticker FUND, ISIN US85208J1097, LEI 549300ZO564XGNG81814. Its security type is Non-operating entity type (other). Segment and sector are not on the record. Jurisdiction is United States, Maryland. Status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | SPROTT FOCUS TRUST INC. | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | FUND | source · 2026-11-08 |
| ISIN | US85208J1097 | source · 2026-11-08 |
| LEI | 549300ZO564XGNG81814 | source · 2026-11-08 |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Maryland | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 17 filings across 17 filing days in the window 2025-11-08 to 2026-11-08, of which 1 is agm_egm, 7 are directors_dealings and 9 are regulatory_filing. The median gap between filing days is 14.0 days, against a NASDAQ median of 6.0 days across 4359 issuers. The latest filing is dated 2026-10-09 and is a regulatory_filing, 30 days before the record date. The NASDAQ median latency is 5.0 days and the NASDAQ median filings count is 52. The sector peer figures are not on the record for this market.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 17 | 14 | 30 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| date | type | category | filing |
|---|---|---|---|
| 2026-10-09 | regulatory_filing | 40-17G | 40-17G — 40-17G |
| 2026-10-01 | directors_dealings | 4 | 4 — 4 |
| 2026-09-04 | regulatory_filing | N-CSRS | N-CSRS — N-CSRS |
| 2026-08-26 | regulatory_filing | NPORT-P | NPORT-P |
| 2026-08-17 | regulatory_filing | N-PX | N-PX |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. Auditor location is not on the record, and the record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. Domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's own investor-relations page.
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0000825202.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NASDAQ/FUND (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NASDAQ/FUND (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US85208J1097"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:6aaf686fb15e9d24.