The page is the record's research on the issuer — no analyst, no rating, no view. # Futu Holdings Ltd (NASDAQ: FUTU) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is Futu Holdings Ltd, listed on NASDAQ under ticker FUTU, ISIN US36118L1061, LEI 984500BE0C1NA5CE5109. Its security type is recorded as Non-operating entity type (other). Segment is not on the record. Sector is 6211 Security Brokers, Dealers & Flotation Companies, and jurisdiction is Cayman Islands. Listing status is listed, not halted. ## The disclosure read The record holds 15 filings in the window 2025-11-08 to 2026-11-08, on 10 filing days, of which 8 are directors' dealings and 7 are results. The median gap between filing days is 15 days. The latest filing is dated 2026-08-20 and is a results filing, 80 days before the record date of 2026-11-08. The exchange median is 52 filings, a median cadence gap of 6.0 days and a median latency of 5.0 days across 4359 issuers. The sector median is 106.0 filings, a median cadence gap of 4.0 days and a median latency of 3 days across 56 issuers. ## Auditor The auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag. Auditor location is not on the record. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read. The count is 0. ## Open research No openly published research notes were found on the record. The count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The vintage is sealed. The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001754581.json (identity.jurisdiction) - https://api.gleif.org/api/v1/lei-records/984500BE0C1NA5CE5109 (identity.lei) - https://mcp.us-cm-kg.ai/events/NASDAQ/FUTU (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NASDAQ/FUTU (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/FUTU · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp