The page is the record's research on the issuer — no analyst, no rating, no view. # GAIA, INC (NASDAQ: GAIA) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing GAIA, INC is listed on NASDAQ under the ticker GAIA, with ISIN US36269P1049 and LEI 529900QUX8SBA2D93M92. Its security type is Corporate. Segment is not on the record. Sector is 7812 Services-Motion Picture & Video Tape Production. Jurisdiction is United States, Colorado. Status is listed, not halted. ## The disclosure read The record holds 73 filings in the window 2025-11-08 to 2026-11-08, on 57 filing days. The filings are 51 directors' dealings, 10 regulatory filings, 8 results, 2 AGM/EGM notices and 2 prospectuses. The median gap between filing days is 4.0 days. The latest filing is a directors' dealings filing dated 2026-11-03, 5 days before the record date of 2026-11-08. The NASDAQ exchange median is 52 filings, a cadence gap of 6.0 days and a latency of 5.0 days across 4,359 issuers. The sector median is 77.0 filings, a cadence gap of 4.5 days and a latency of 5.0 days across 8 issuers. ## Auditor The auditor of record is Frank, Rimerman + Co. LLP, located in San Francisco, California. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage Four research houses are named on the issuer's investor-relations page: Freedom Capital Markets, Lake Street Capital Markets, ROTH Capital and Sidoti & Co. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 10 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin) - https://data.sec.gov/submissions/CIK0001089872.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NASDAQ/GAIA (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://www.sec.gov/Archives/edgar/data/1089872/000119312526096522/gaia-20251231.htm (the auditor) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://ir.gaia.com/stock-data/analyst-coverage (coverage) - https://mcp.us-cm-kg.ai/record/NASDAQ/GAIA (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/GAIA · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp