GLADSTONE INVESTMENT CORPORATION\DE (GAIN) — research page
US · us-cm-kg/NASDAQ/GAIN · as of 2026-11-08
Identity and listing
The issuer is GLADSTONE INVESTMENT CORPORATION\DE, listed on NASDAQ under ticker GAIN, with ISIN US3765461070 and LEI 549300HFFTVIBC98Z362. Its security type is Corporate, its jurisdiction is United States — Delaware, and its segment and sector are not on the record. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | GLADSTONE INVESTMENT CORPORATION\DE | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | GAIN | source · 2026-11-08 |
| ISIN | US3765461070 | source · 2026-10-13 |
| LEI | 549300HFFTVIBC98Z362 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 41 filings across 27 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 7.5 days, against a NASDAQ median of 6.0 days. The latest filing is a directors_dealings filing dated 2026-10-26, 13 days before the record date of 2026-11-08, against a NASDAQ median latency of 5.0 days. The NASDAQ median filings count is 52, and the sector median is not on the record.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 41 | 7.5 | 13 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| date | type | category | filing |
|---|---|---|---|
| 2026-10-26 | directors_dealings | 4 | 4 — STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES |
| 2026-10-26 | director_change | 8-K | 8-K — 8-K (items 5.02) |
| 2026-10-01 | director_change | 8-K | 8-K — 8-K (items 5.02) |
| 2026-09-04 | agm_egm | 8-K | 8-K — 8-K (items 5.07) |
| 2026-08-19 | directors_dealings | 4 | 4 — STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is not on the record, and the record gives no auditor location. The record carries no auditor changes, because the latest annual report cover carries no dei:AuditorName tag.
Events and halts
The record carries delisting lines dated 2025-12-15 and 2026-05-04, and listing lines dated 2026-02-18 and 2026-02-18. It carries no name change, the domicile change is not on the record, and the segment move is not on the record. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section names no client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
The issuer's investor-relations page names 5 research houses: B. Riley Securities, Clear Street, Ladenburg Thalmann, Lucid Capital Markets, and Oppenheimer & Co. Inc.
| research house | analyst | source · read date |
|---|---|---|
| B. Riley Securities | Sean Paul Adams | issuer page · 2026-11-11 |
| Clear Street | Mickey Schleien | issuer page · 2026-11-11 |
| Ladenburg Thalmann | Christopher Nolan | issuer page · 2026-11-11 |
| Lucid Capital Markets | Erik Zwick | issuer page · 2026-11-11 |
| Oppenheimer & Co. Inc. | Mitchel Penn | issuer page · 2026-11-11 |
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The vintage is sealed. The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
9 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001321741.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NASDAQ/GAIN (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://www.gladstoneinvestment.com/investors/stock-data/analyst-coverage (coverage)
- 10.9
- https://mcp.us-cm-kg.ai/record/NASDAQ/GAIN (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US3765461070"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:6cd33275f61a272e.