GLADSTONE INVESTMENT CORPORATION\DE (GAING) — research page
US · us-cm-kg/NASDAQ/GAING · as of 2026-11-08
Identity and listing
GLADSTONE INVESTMENT CORPORATION\DE is listed on NASDAQ under ticker GAING, ISIN US3765468596, LEI 549300HFFTVIBC98Z362. The security type is Corporate. The segment is not on the record. The sector is not on the record. The jurisdiction is United States — Delaware. The listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | GLADSTONE INVESTMENT CORPORATION\DE | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | GAING | source · 2026-11-08 |
| ISIN | US3765468596 | source · 2026-10-14 |
| LEI | 549300HFFTVIBC98Z362 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 41 filings across 27 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 7.5 days. The latest filing is dated 2026-10-26, a directors_dealings filing, 13 days before the record date 2026-11-08. The NASDAQ peer median is 52 filings, a median cadence gap of 6.0 days, and a median latency of 5.0 days, across 4359 issuers. The sector peer median is not on the record. The filings by type are: agm_egm 6, corporate_news 6, director_change 4, directors_dealings 8, halt_suspension 2, prospectus 2, regulatory_filing 7, results 6.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 41 | 7.5 | 13 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| date | type | category | filing |
|---|---|---|---|
| 2026-10-26 | directors_dealings | 4 | 4 — STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES |
| 2026-10-26 | director_change | 8-K | 8-K — 8-K (items 5.02) |
| 2026-10-01 | director_change | 8-K | 8-K — 8-K (items 5.02) |
| 2026-09-04 | agm_egm | 8-K | 8-K — 8-K (items 5.07) |
| 2026-08-19 | directors_dealings | 4 | 4 — STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor location is not on the record. The record holds no auditor changes.
Events and halts
The record holds a delisting line on 2025-12-15 and on 2026-05-04, and a listing line on 2026-02-18 and on 2026-02-18. No name change is on the record. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
The issuer's own investor-relations page names 5 research houses: B. Riley Securities, Clear Street, Ladenburg Thalmann, Lucid Capital Markets, and Oppenheimer & Co. Inc.
| research house | analyst | source · read date |
|---|---|---|
| B. Riley Securities | Sean Paul Adams | issuer page · 2026-11-11 |
| Clear Street | Mickey Schleien | issuer page · 2026-11-11 |
| Ladenburg Thalmann | Christopher Nolan | issuer page · 2026-11-11 |
| Lucid Capital Markets | Erik Zwick | issuer page · 2026-11-11 |
| Oppenheimer & Co. Inc. | Mitchel Penn | issuer page · 2026-11-11 |
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
9 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001321741.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NASDAQ/GAING (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://www.gladstoneinvestment.com/investors/stock-data/analyst-coverage (coverage)
- 10.9
- https://mcp.us-cm-kg.ai/record/NASDAQ/GAING (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US3765468596"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:e23ce81fb67c9c13.