The page is the record's research on the issuer — no analyst, no rating, no view.

# GCM Grosvenor Inc. (NASDAQ: GCMG) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is GCM Grosvenor Inc., listed on NASDAQ under ticker GCMG, with ISIN US36831E1082. Its LEI is not on the record, because no GLEIF record with the exact legal name in jurisdiction US-DE was found. Its security type is Corporate, its segment is not on the record, its sector is 6282 Investment Advice, and its jurisdiction is United States, Delaware. The issuer is listed and not halted.

## The disclosure read

The record holds 82 filings in the twelve months to 2026-11-08, across 43 filing days. The median gap between filing days is 6.0 days, against a NASDAQ median of 6.0 days and a 6282 Investment Advice sector median of 5.0 days. The latest filing is dated 2026-10-02 and is a directors' dealings filing, 37 days before the record date. Median latency is 5.0 days on NASDAQ and 3 days in the sector. Filings by type are 51 directors' dealings, 19 regulatory filings, 6 results, 3 AGM/EGM, 1 corporate news, 1 halt or suspension and 1 prospectus. The issuer's count of 82 filings is above the NASDAQ median of 52 and the sector median of 79.

## Auditor

The auditor of record is Ernst & Young LLP, located in Chicago, Illinois. The record holds no auditor changes.

## Events and halts

The record holds one lifecycle line: a delisting dated 2025-11-18. It holds no listing, name change, domicile change or segment move dates; the domicile change and segment move are not on the record. The halt flag is not set, and the issuer is listed and not halted.

## Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's own investor-relations pages read.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed annual years for the issuer from 2021 through 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001819796.json (identity.jurisdiction)
- https://mcp.us-cm-kg.ai/events/NASDAQ/GCMG (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://www.sec.gov/Archives/edgar/data/1819796/000181979626000010/gcm-20251231.htm (the auditor)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/GCMG (the record)

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