The page is the record's research on the issuer — no analyst, no rating, no view.

# Great Elm Capital Corp. (NASDAQ: GECCG) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Great Elm Capital Corp., listed on NASDAQ under ticker GECCG, with ISIN US3903208698 and LEI 549300JTA9ODXNIVFC33. Its security type is Corporate, its jurisdiction is United States, Maryland, and its segment and sector are not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 36 filings across 21 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 12.0 days, and the latest filing is dated 2026-11-02, six days before the record date, and is of type results. The exchange median is 6.0 days for cadence, 52 filings and 5.0 days of latency across 4,359 issuers; the sector median is not on the record.

## Auditor

The auditor of record is not on the record, because the latest annual report cover carries no auditor name tag. The record holds no auditor changes, and its location is not on the record.

## Events and halts

The record holds one lifecycle line, a delisting dated 2026-05-27, and no listing or name change entries. The domicile change and segment move are not on the record. The halt flag is listed, not halted.

## Orderability

The outcome is not determinable because the orderability section of the chapter, as of 2026-11-04, carries no client categories. The governing rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1.

## Coverage

No research houses were found on the investor-relations pages read, so the count is zero.

## Open research

No openly published research notes were found, so the count is zero.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The sealed years for this issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001675033.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/GECCG (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/GECCG (the record)

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