The page is the record's research on the issuer — no analyst, no rating, no view.

# Great Elm Capital Corp. (NASDAQ: GECCH) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Great Elm Capital Corp., listed on NASDAQ under ticker GECCH, with ISIN US3903208771 and LEI 549300JTA9ODXNIVFC33. Its security type is Corporate, its jurisdiction is United States, Maryland, and its segment and sector are not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 36 filings across 21 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 12.0 days, against a NASDAQ median of 6.0 days and not on the record for the sector. The latest filing is dated 2026-11-02 and is of type results, 6 days before the record date. The NASDAQ median latency is 5.0 days, and the sector median is not on the record.

## Auditor

The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag, and its location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds one lifecycle line, a delisting dated 2026-05-27, and no listing or name change entries. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line, and the segment move is not on the record because tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.

## Coverage

The field has found no research houses named on the issuer's investor-relations page, with a count of 0.

## Open research

The field has found no openly published research notes on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001675033.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/GECCH (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/GECCH (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/GECCH · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
