The page is the record's research on the issuer — no analyst, no rating, no view.

# Great Elm Capital Corp. (NASDAQ: GECCI) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Great Elm Capital Corp., listed on NASDAQ under ticker GECCI, with ISIN US3903208854 and LEI 549300JTA9ODXNIVFC33. Its security type is Corporate, its jurisdiction is United States — Maryland, and its segment and sector are not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 36 filings across 21 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 12.0 days, against a NASDAQ median of 6.0 days across 4359 issuers. The latest filing is a results filing dated 2026-11-02, six days before the record date, against a NASDAQ median latency of 5.0 days. The sector median is not on the record.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record, and the record holds no auditor changes.

## Events and halts

The record holds one lifecycle line, a delisting dated 2026-05-27. No listing, name change, domicile change or segment move is on the record. The halt flag is not set: the issuer is listed, not halted.

## Orderability

The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, because the chapter's orderability section carries no client categories. The chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read, and the count is zero.

## Open research

No openly published research notes were found, and the count is zero.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001675033.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/GECCI (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/GECCI (the record)

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