The page is the record's research on the issuer — no analyst, no rating, no view.

# GLADSTONE CAPITAL CORP (NASDAQ: GLAD) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

GLADSTONE CAPITAL CORP is listed on NASDAQ under ticker GLAD, ISIN US3765358789, LEI 549300AWMOT9JR1SIJ74. Its security type is Corporate and its jurisdiction is United States, Maryland. Its segment and sector are not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 25 filings across 16 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 25 days. The latest filing is dated 2026-10-26 and is of type directors_dealings, 13 days before the record date of 2026-11-08. The median latency on NASDAQ is 5.0 days, and the median cadence gap on NASDAQ is 6.0 days. The NASDAQ median is 52 filings per issuer. The sector peer median is not on the record.

## Auditor

The auditor and its location are not on the record, as the latest annual report cover carries no auditor name tag. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines, and no segment move is on the record. The domicile change is not on the record. The halt flag is listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section names no client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

The issuer's investor-relations page names 6 research houses: B. Riley Securities, Clear Street, Ladenburg Thalmann, Lucid Capital Markets, Oppenheimer and Raymond James.

## Open research

No openly published research notes were found for the issuer.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for the issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

9 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001143513.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/GLAD (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://www.gladstonecapital.com/investors/stock-data/analyst-coverage (coverage)
- https://mcp.us-cm-kg.ai/record/NASDAQ/GLAD (the record)

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