U S GLOBAL INVESTORS INC (GROW) — research page
US · us-cm-kg/NASDAQ/GROW · as of 2026-11-08
Identity and listing
The issuer is U S GLOBAL INVESTORS INC, listed on NASDAQ under the ticker GROW, with ISIN US9029521005. The LEI is not on the record, as no GLEIF record carries the exact legal name in jurisdiction US-TX. The security type is Corporate, the segment is not on the record, the sector is 6282 Investment Advice, and the jurisdiction is United States, Texas. The issuer is listed and not halted.
| field | value | source · read date |
|---|---|---|
| name | U S GLOBAL INVESTORS INC | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | GROW | source · 2026-11-08 |
| ISIN | US9029521005 | source · 2026-10-06 |
| LEI | not on the record | |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6282 Investment Advice | source · 2026-11-08 |
| jurisdiction | United States — Texas | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 57 filings in the twelve months to 2026-11-08, on 29 filing days. Of these, 36 are directors' dealings, 10 are regulatory filings, 10 are results and 1 is ad hoc. The median gap between filing days is 9.0 days. The latest filing is dated 2026-11-03, 5 days before the record date, and is a directors' dealings filing. For NASDAQ the record holds 4359 issuers with a median of 52 filings, a median cadence gap of 6.0 days and a median latency of 5.0 days. For the sector 6282 Investment Advice the record holds 65 issuers with a median of 79 filings, a median cadence gap of 5.0 days and a median latency of 3 days.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 57 | 9 | 5 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| sector median: 6282 Investment Advice (65 issuers) | 79 | 5 | 3 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-03 | directors_dealings | 4 | 4 — STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES |
| 2026-11-03 | directors_dealings | 4 | 4 — STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES |
| 2026-11-02 | directors_dealings | 4 | 4 — PRIMARY DOCUMENT |
| 2026-11-02 | directors_dealings | 4 | 4 — PRIMARY DOCUMENT |
| 2026-10-26 | directors_dealings | 4 | 4 — STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is Grant Thornton LLP, located in Dallas, Texas. The record holds no auditor changes for the issuer.
Events and halts
The record holds no listing, delisting or name change lines for the issuer. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is not set, and the issuer is listed, not halted.
Orderability
The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's own investor-relations page. The count is 0.
Open research
No openly published research notes were found on the record. The count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds the issuer as sealed for the years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0000754811.json (identity.jurisdiction)
- 10.4
- https://mcp.us-cm-kg.ai/events/NASDAQ/GROW (the disclosure lines)
- 10.5
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.6
- https://www.sec.gov/Archives/edgar/data/754811/000143774926029613/usglobal20260630_10k.htm (the auditor)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NASDAQ/GROW (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US9029521005"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:76895d9ce1159ccb.