The page is the record's research on the issuer — no analyst, no rating, no view.

# HANMI FINANCIAL CORP (NASDAQ: HAFC) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

HANMI FINANCIAL CORP is listed on NASDAQ under ticker HAFC, with ISIN US4104952043 and LEI 549300MSZ7RCG7EA6587. Its security type is Corporate, its sector is 6021 National Commercial Banks, and its jurisdiction is United States, Delaware. Its segment is not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 75 filings in the twelve months from 2025-11-08 to 2026-11-08, across 37 filing days. The median gap between filing days is 5.0 days. The latest filing is a results filing dated 2026-11-06, 2 days before the record date of 2026-11-08. The NASDAQ median cadence gap is 6.0 days, with a median of 52 filings and a median latency of 5.0 days across 4359 issuers. The sector median cadence gap is 4 days, with a median of 137 filings and a median latency of 2 days across 177 issuers.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no auditor name tag, and foreign private issuers and older filings carry none. The auditor's location is Los Angeles, California. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. Domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, because exchange tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

The issuer's investor-relations page names 4 research houses: D.A. Davidson & Co., Brean Capital, Keefe, Bruyette & Woods, Inc., and Piper Sandler.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The vintage is sealed. The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

9 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001109242.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/HAFC (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://investors.hanmi.com/stock-data/analyst-coverage (coverage)
- https://mcp.us-cm-kg.ai/record/NASDAQ/HAFC (the record)

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