The page is the record's research on the issuer — no analyst, no rating, no view. # Herzfeld Credit Income Fund, Inc (NASDAQ: HERZ) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing Herzfeld Credit Income Fund, Inc is listed on NASDAQ under the ticker HERZ, with ISIN US42804T2050 and LEI 549300ML0K6PRXPULR11. Its security type is non-operating entity type (other), its jurisdiction is United States, Maryland, and its segment and sector are not on the record. Its listing status is listed, not halted. ## The disclosure read The record holds 73 filings across 47 filing days in the twelve months to 2026-11-08. The median gap between filing days is 6.0 days, and the median latency from latest filing to record date is 12 days. The NASDAQ peer medians are 6.0 days for cadence and 5.0 days for latency across 4359 issuers. The sector peer median is not on the record. The latest filing is dated 2026-10-27 and is of type regulatory filing. ## Auditor The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag, and its location is not on the record. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. Domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's own investor-relations page, so the count is 0. ## Open research No openly published research notes were found, so the count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer is sealed for the years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0000880406.json (identity.jurisdiction) - https://api.gleif.org/api/v1/lei-records/549300ML0K6PRXPULR11 (identity.lei) - https://mcp.us-cm-kg.ai/events/NASDAQ/HERZ (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NASDAQ/HERZ (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/HERZ · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp