The page is the record's research on the issuer — no analyst, no rating, no view. # Heritage Global Inc. (NASDAQ: HGBL) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is Heritage Global Inc., listed on NASDAQ under ticker HGBL. Its ISIN is US42727E1038 and its LEI is not on the record (no GLEIF record with the exact legal name in jurisdiction US-FL). Its security type is Corporate, its segment is not on the record, its sector is 7389 Services-Business Services, NEC, and its jurisdiction is United States, Florida. Its status is listed, not halted. ## The disclosure read The record holds 50 filings in the twelve months to 2026-11-08, across 40 filing days. The median gap between filing days is 5 days, and the latest filing is 3 days before the record date. Of the 50 filings, 23 are directors_dealings, 16 are regulatory_filing, 4 are corporate_news, 4 are results and 3 are agm_egm. The exchange median is 52 filings, a median cadence gap of 6.0 days and a median latency of 5.0 days across 4359 issuers. The sector median is 70 filings, a median cadence gap of 5 days and a median latency of 4 days across 117 issuers. The latest filing is dated 2026-11-05 and is of type results. ## Auditor The auditor of record is UHY LLP, located in West Des Moines, Iowa. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted. ## Orderability The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, as of chapter date 2026-11-04. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. ## Coverage No research houses were found on the issuer's own investor-relations page; the count is 0. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0000849145.json (identity.jurisdiction) - https://mcp.us-cm-kg.ai/events/NASDAQ/HGBL (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://www.sec.gov/Archives/edgar/data/849145/000119312526104062/hgbl-20251231.htm (the auditor) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NASDAQ/HGBL (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/HGBL · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp