HENNESSY ADVISORS INC (HNNA) — research page
US · us-cm-kg/NASDAQ/HNNA · as of 2026-11-08
Identity and listing
The issuer is HENNESSY ADVISORS INC, listed on NASDAQ under ticker HNNA, with ISIN US4258851009 and LEI 549300OM5HCSFZO7FR31. Its security type is Corporate and its sector is 6282 Investment Advice. Its segment and jurisdiction are not on the record. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | HENNESSY ADVISORS INC | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | HNNA | source · 2026-11-08 |
| ISIN | US4258851009 | source · 2026-11-08 |
| LEI | 549300OM5HCSFZO7FR31 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6282 Investment Advice | source · 2026-11-08 |
| jurisdiction | not on the record | |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 43 filings in the twelve months to 2026-11-08, on 28 filing days. The median gap between filing days is 6 days, and the median gap on NASDAQ is 6.0 days. The median gap in sector 6282 Investment Advice is 5.0 days. The latest filing is dated 2026-10-28, 11 days before the record date, and is of type corporate_news. The median filings per issuer on NASDAQ is 52, and the sector median is 79. The median latency on NASDAQ is 5.0 days, and the sector median is 3 days.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 43 | 6 | 11 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| sector median: 6282 Investment Advice (65 issuers) | 79 | 5 | 3 |
| date | type | category | filing |
|---|---|---|---|
| 2026-10-28 | corporate_news | 8-K | 8-K — FORM 8-K (items 7.01,9.01) |
| 2026-10-28 | regulatory_filing | 13F-HR | 13F-HR |
| 2026-10-01 | directors_dealings | 4 | 4 — FORM 4 |
| 2026-09-30 | directors_dealings | 4 | 4 — FORM 4 |
| 2026-09-28 | directors_dealings | 4 | 4 — FORM 4 |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is CBIZ CPAs P.C, located in San Francisco, CA. The record holds no auditor changes.
Events and halts
The record carries one delisting line, dated 2026-06-29. The record holds no listing or name change lines. The domicile change is not on the record. The segment move is not on the record. The halt flag shows listed, not halted.
Orderability
The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read.
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
9 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
- 10.3
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.4
- https://data.sec.gov/submissions/CIK0001145255.json (identity.name)
- 10.5
- https://mcp.us-cm-kg.ai/events/NASDAQ/HNNA (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://www.sec.gov/Archives/edgar/data/1145255/000143774925036795/hnna20250930_10k.htm (the auditor)
- 10.8
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.9
- https://mcp.us-cm-kg.ai/record/NASDAQ/HNNA (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US4258851009"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:470a7a257286295b.