The page is the record's research on the issuer — no analyst, no rating, no view.

# Robinhood Markets, Inc. (NASDAQ: HOOD) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Robinhood Markets, Inc., listed on NASDAQ under ticker HOOD, with ISIN US7707001027 and LEI 213800FS5AO3YWIE6F63. Its security type is Corporate. Its segment is not on the record. Its sector is 6211 Security Brokers, Dealers & Flotation Companies and its jurisdiction is United States, Delaware. Its listing status is listed, not halted.

## The disclosure read

The record holds 252 filings in the twelve months to 2026-11-08, across 130 filing days. The median gap between filing days is 2 days. The latest filing is dated 2026-11-05 and is of type directors_dealings, 3 days before the record date. Exchange peers on NASDAQ (4,359 issuers) have a median cadence gap of 6.0 days, a median of 52 filings and a median latency of 5.0 days. Sector peers (56 issuers) have a median cadence gap of 4.0 days, a median of 106.0 filings and a median latency of 3 days.

## Auditor

The auditor of record is not on the record, as the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted.

## Orderability

The outcome is not determinable, as the chapter's orderability section carries no client_categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations page.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The vintage is sealed. The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001783879.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/HOOD (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/HOOD (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/HOOD · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
