The page is the record's research on the issuer — no analyst, no rating, no view.

# Horizon Technology Finance Corp (NASDAQ: HRZN) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Horizon Technology Finance Corp, listed on NASDAQ under ticker HRZN, with ISIN US44045A1025. The LEI is not on the record. The security type is Corporate, the segment and sector are not on the record, and the jurisdiction is United States, Delaware. The listing status is listed, not halted.

## The disclosure read

The record holds 64 filings across 37 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 4.0 days, against an exchange median of 6.0 days across 4359 NASDAQ issuers. The latest filing is dated 2026-11-05, 3 days before the record date, and is of type corporate_news. The exchange median latency is 5.0 days. The sector median is not on the record.

## Auditor

The auditor and its location are not on the record. The record notes an auditor change dated 2026-05-14.

## Events and halts

The record holds one delisting dated 2026-01-29. No listing or name change is on the record. The domicile change and segment move are not on the record. The halt flag is listed, not halted.

## Orderability

The outcome is not determinable on this record. The chapter's orderability section carries no client categories, so the client category cannot be named. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read. The record holds a count of 0.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed annual data for the issuer for the years 2021 through 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

7 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001487428.json (identity.jurisdiction)
- https://mcp.us-cm-kg.ai/events/NASDAQ/HRZN (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/HRZN (the record)

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