The page is the record's research on the issuer — no analyst, no rating, no view. # HAWTHORN BANCSHARES, INC. (NASDAQ: HWBK) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing HAWTHORN BANCSHARES, INC. is listed on NASDAQ under ticker HWBK, with ISIN US4204761039. The LEI is not on the record, as no GLEIF record carries the exact legal name in jurisdiction US-MO. The security type is Corporate, the segment is not on the record, the sector is 6021 National Commercial Banks, and the jurisdiction is United States, Missouri. The issuer is listed and not halted. ## The disclosure read The record holds 50 filings in the twelve months to 2026-11-08, across 25 filing days. The median gap between filing days is 7.0 days. The latest filing is dated 2026-11-03, 5 days before the record date, and is an ad hoc filing. On NASDAQ the median cadence gap is 6.0 days, the median filings count is 52 and the median latency is 5.0 days. In sector 6021 National Commercial Banks the median cadence gap is 4 days, the median filings count is 137 and the median latency is 2 days. ## Auditor The auditor of record is Forvis Mazars, located in Kansas City, MO. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The issuer is listed and not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04. ## Coverage No research houses were found on the issuer's own investor-relations pages read. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0000893847.json (identity.jurisdiction) - https://mcp.us-cm-kg.ai/events/NASDAQ/HWBK (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://www.sec.gov/Archives/edgar/data/893847/000089384726000037/hwbk-20251231.htm (the auditor) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NASDAQ/HWBK (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/HWBK · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp