The page is the record's research on the issuer — no analyst, no rating, no view.

# MMTEC, INC. (NASDAQ: MTC) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

MMTEC, INC. is listed on NASDAQ under ticker MTC, with ISIN USG6181K1220. The LEI is not on the record, as no GLEIF record carries the exact legal name in jurisdiction US-D8. The security type is Non-operating entity type (other), the segment is not on the record, the sector is 6211 Security Brokers, Dealers & Flotation Companies, and the jurisdiction is Virgin Islands, British. The issuer is listed and not halted.

## The disclosure read

The record holds 9 filings in the twelve months to 2026-11-08, across 5 filing days: 5 directors' dealings and 4 results. The median gap between filing days is 55.0 days. The latest filing is a results filing dated 2026-08-12, and 88 days separate it from the record date. The NASDAQ median is 6.0 days cadence gap, 52 filings and 5.0 days latency across 4,359 issuers. The sector median is 4.0 days cadence gap, 106.0 filings and 3 days latency across 56 issuers.

## Auditor

The auditor of record is not on the record, as the latest annual report cover carries no dei:AuditorName tag, and foreign private issuers and older filings carry none. The auditor's location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable, as the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read. The count is 0.

## Open research

No openly published research notes were found. The count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

7 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001742518.json (identity.jurisdiction)
- https://mcp.us-cm-kg.ai/events/NASDAQ/MTC (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/MTC (the record)

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