{
 "as_of": "2026-11-08",
 "cmr": "us-cm-kg/NASDAQ/NEWT",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# NewtekOne, Inc. (NASDAQ: NEWT) — research page\n\nAs of 2026-11-08 · us-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is NewtekOne, Inc., listed on NASDAQ under ticker NEWT, with ISIN US6525262035 and LEI 549300YLU78IA8GKJ688. Its security type is Corporate, its segment is not on the record, its sector is 6021 National Commercial Banks, and its jurisdiction is United States, Maryland. Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 80 filings in the twelve months to 2026-11-08, on 48 filing days. The median gap between filing days is 5 days. The latest filing is dated 2026-11-06 and is of type results, 2 days before the record date. The NASDAQ median gap is 6.0 days, and the NASDAQ median latency is 5.0 days; the 6021 National Commercial Banks sector median gap is 4 days, and its median latency is 2 days. The issuer's 80 filings are above the NASDAQ median of 52 filings and below the sector median of 137 filings.\n\n## Auditor\n\nThe auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag, as foreign private issuers and older filings carry none. The auditor location is not on the record. No auditor changes are on the record.\n\n## Events and halts\n\nThe lifecycle lines on the record are a listing dated 2026-01-28, recorded twice, and a delisting dated 2026-01-29. No name change is on the record. A domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. A segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.\n\n## Orderability\n\nThe outcome is not determinable, because the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.\n\n## Coverage\n\nNo research houses were found on the issuer's own investor-relations page. The count is 0.\n\n## Open research\n\nNo openly published research notes were found. The count is 0.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. The market's vintage is sealed.\n\n## Sources\n\n8 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)\n- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)\n- https://data.sec.gov/submissions/CIK0001587987.json (identity.jurisdiction)\n- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)\n- https://mcp.us-cm-kg.ai/events/NASDAQ/NEWT (the disclosure lines)\n- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)\n- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.us-cm-kg.ai/record/NASDAQ/NEWT (the record)\n",
 "market": "US",
 "node": "us-cm-kg",
 "numbers": {
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   "live_record_began": "2026-09-12",
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   "sealed": true
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  "auditor": {
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    "reason": "no dei:AuditorName tag on the latest annual report cover (foreign private issuers and older filings carry none)",
    "state": "not_on_record"
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   "auditor_firm_id": {
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    "state": "not_on_record"
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    "state": "not_on_record"
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   "changes": []
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  "cmr": "us-cm-kg/NASDAQ/NEWT",
  "coverage": {
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   "houses": [],
   "pages_checked": [],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-11",
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   "state": "none_found"
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     "issuers": 4359,
     "median_cadence_gap_days": 6,
     "median_filings": 52,
     "median_latency_days": 5,
     "name": "NASDAQ"
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     "name": "6021 National Commercial Banks"
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    "directors_dealings": 35,
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    "results": 16
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   "latency_days": 2,
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     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000162828026071589/newt-20260930.htm",
     "title": "10-Q — 10-Q",
     "type": "results"
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    {
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     "date": "2026-10-28",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000162828026067881/newt-20261028.htm",
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     "date": "2026-10-21",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000162828026066702/newt-20261021.htm",
     "title": "8-K — 8-K (items 2.03,8.01)",
     "type": "corporate_news"
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    {
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     "date": "2026-09-14",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000162828026061720/newt-20260914.htm",
     "title": "8-K — 8-K (items 2.02,9.01)",
     "type": "results"
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    {
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     "date": "2026-08-14",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000162828026057098/newt-20260814.htm",
     "title": "8-K — 8-K (items 5.02)",
     "type": "director_change"
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   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.us-cm-kg.ai/events/NASDAQ/NEWT",
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    "read_date": "2026-11-08",
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    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "NASDAQ"
   },
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    "read_by": "SEC Fails-to-Deliver data (CUSIP for the symbol) · ISIN = US + CUSIP + ISO 6166 check digit",
    "read_date": "2026-10-08",
    "read_date_basis": "last_seen",
    "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data",
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    "value": "US6525262035"
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    "source": "https://data.sec.gov/submissions/CIK0001587987.json",
    "state": "sourced",
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    "read_date": "2026-11-08",
    "read_date_basis": "the field",
    "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download (ISIN US6525262035)",
    "state": "sourced",
    "value": "549300YLU78IA8GKJ688"
   },
   "name": {
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    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001587987.json",
    "state": "sourced",
    "value": "NewtekOne, Inc."
   },
   "sector": {
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    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001587987.json",
    "state": "sourced",
    "value": "6021 National Commercial Banks"
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   "security_type": {
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    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001587987.json",
    "state": "sourced",
    "value": "Corporate"
   },
   "segment": {
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   "ticker": {
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    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "NEWT"
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   "website": {
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    "date",
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   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
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     "date": "2026-01-29",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000135445726000111/xslF25X02/primary_doc.xml",
     "title": "25-NSE/A"
    }
   ],
   "domicile_change": {
    "market": "US",
    "reason": "EDGAR states no dated change of state of incorporation on a filing line",
    "state": "not_on_record"
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   "listing": [
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     "date": "2026-01-28",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000135445726000104/NEWTO_8-A_Cert_1587987.pdf",
     "title": "CERT"
    },
    {
     "date": "2026-01-28",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000162828026003794/newtekform8-a2031notes.htm",
     "title": "8-A12B — 8-A12B"
    }
   ],
   "name_change": [],
   "segment_move": {
    "market": "US",
    "reason": "the exchanges' tier transfers are not EDGAR filings",
    "state": "not_on_record"
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  "node": "us-cm-kg",
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  "orderability": {
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   "client_categories": [],
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   "read": {
    "chapter": "https://mcp.us-cm-kg.ai/book/aio.json",
    "door": "https://mcp.us-cm-kg.ai/mcp",
    "tool": "get_orderability"
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   "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category",
   "rule_version": "acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1",
   "section": "us.aio.v8"
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  "record": {
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   "url": "https://mcp.us-cm-kg.ai/record/NASDAQ/NEWT",
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  "status": {
   "read_date": "2026-11-08",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts",
   "value": "listed, not halted"
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 },
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 "path": "/us/NASDAQ/NEWT",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is NewtekOne, Inc., listed on NASDAQ under ticker NEWT, with ISIN US6525262035 and LEI 549300YLU78IA8GKJ688. Its security type is Corporate, its segment is not on the record, its sector is 6021 National Commercial Banks, and its jurisdiction is United States, Maryland. Its listing status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 80 filings in the twelve months to 2026-11-08, on 48 filing days. The median gap between filing days is 5 days. The latest filing is dated 2026-11-06 and is of type results, 2 days before the record date. The NASDAQ median gap is 6.0 days, and the NASDAQ median latency is 5.0 days; the 6021 National Commercial Banks sector median gap is 4 days, and its median latency is 2 days. The issuer's 80 filings are above the NASDAQ median of 52 filings and below the sector median of 137 filings.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag, as foreign private issuers and older filings carry none. The auditor location is not on the record. No auditor changes are on the record.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "The lifecycle lines on the record are a listing dated 2026-01-28, recorded twice, and a delisting dated 2026-01-29. No name change is on the record. A domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. A segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "The outcome is not determinable, because the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "No research houses were found on the issuer's own investor-relations page. The count is 0.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "No openly published research notes were found. The count is 0.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. The market's vintage is sealed.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "8 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.sec.gov/files/company_tickers_exchange.json"
  },
  {
   "for": "identity.isin",
   "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data"
  },
  {
   "for": "identity.jurisdiction",
   "source": "https://data.sec.gov/submissions/CIK0001587987.json"
  },
  {
   "for": "identity.lei",
   "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.us-cm-kg.ai/events/NASDAQ/NEWT"
  },
  {
   "for": "the halt flag",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.us-cm-kg.ai/book/aio.json"
  },
  {
   "for": "the record",
   "source": "https://mcp.us-cm-kg.ai/record/NASDAQ/NEWT"
  }
 ],
 "title": "NewtekOne, Inc. (NEWT) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}