{
 "as_of": "2026-11-08",
 "cmr": "us-cm-kg/NASDAQ/NEWTG",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# NewtekOne, Inc. (NASDAQ: NEWTG) — research page\n\nAs of 2026-11-08 · us-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is NewtekOne, Inc., listed on NASDAQ under ticker NEWTG, with ISIN US6525268800 and LEI 549300YLU78IA8GKJ688. Its security type is Corporate, its sector is 6021 National Commercial Banks, and its jurisdiction is United States, Maryland. Its segment is not on the record. Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 80 filings across 48 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 5 days. The latest filing is a results filing dated 2026-11-06, which is 2 days before the record date. The exchange median is 6.0 days for cadence gap, 52 filings and 5.0 days latency. The sector median is 4 days for cadence gap, 137 filings and 2 days latency.\n\n## Auditor\n\nThe auditor is not on the record, because the latest annual report cover carries no auditor name tag. The auditor's location is not on the record. The record holds no auditor changes.\n\n## Events and halts\n\nThe record holds a delisting dated 2026-01-29 and two listing lines dated 2026-01-28. The record holds no name change. The domicile change is not on the record. The segment move is not on the record. The halt flag shows the issuer as listed, not halted.\n\n## Orderability\n\nThe outcome is not determinable for this issuer under acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, because the chapter's orderability section names no client category. The chapter is dated 2026-11-04.\n\n## Coverage\n\nNo research houses were found on the issuer's investor-relations pages read.\n\n## Open research\n\nNo openly published research notes were found on the record.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe record holds sealed data for this issuer for the years 2021 through 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.\n\n## Sources\n\n8 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)\n- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)\n- https://data.sec.gov/submissions/CIK0001587987.json (identity.jurisdiction)\n- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)\n- https://mcp.us-cm-kg.ai/events/NASDAQ/NEWTG (the disclosure lines)\n- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)\n- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.us-cm-kg.ai/record/NASDAQ/NEWTG (the record)\n",
 "market": "US",
 "node": "us-cm-kg",
 "numbers": {
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    "2022",
    "2023",
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   "live_record_began": "2026-09-12",
   "node_history_from": "2021-01-04",
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   "record_version": 1,
   "sealed": true
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  "auditor": {
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    "reason": "no dei:AuditorName tag on the latest annual report cover (foreign private issuers and older filings carry none)",
    "state": "not_on_record"
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    "state": "not_on_record"
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    "state": "not_on_record"
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   "changes": []
  },
  "cmr": "us-cm-kg/NASDAQ/NEWTG",
  "coverage": {
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   "houses": [],
   "pages_checked": [],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-11",
   "since": null,
   "state": "none_found"
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  "disclosure": {
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     "issuers": 4359,
     "median_cadence_gap_days": 6,
     "median_filings": 52,
     "median_latency_days": 5,
     "name": "NASDAQ"
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     "median_cadence_gap_days": 4,
     "median_filings": 137,
     "median_latency_days": 2,
     "name": "6021 National Commercial Banks"
    }
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    "director_change": 3,
    "directors_dealings": 35,
    "prospectus": 7,
    "regulatory_filing": 9,
    "results": 16
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   "filings": 80,
   "latency_days": 2,
   "latest": [
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     "category": "10-Q",
     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000162828026071589/newt-20260930.htm",
     "title": "10-Q — 10-Q",
     "type": "results"
    },
    {
     "category": "8-K",
     "date": "2026-10-28",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000162828026067881/newt-20261028.htm",
     "title": "8-K — 8-K (items 2.02,9.01)",
     "type": "results"
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     "category": "8-K",
     "date": "2026-10-21",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000162828026066702/newt-20261021.htm",
     "title": "8-K — 8-K (items 2.03,8.01)",
     "type": "corporate_news"
    },
    {
     "category": "8-K",
     "date": "2026-09-14",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000162828026061720/newt-20260914.htm",
     "title": "8-K — 8-K (items 2.02,9.01)",
     "type": "results"
    },
    {
     "category": "8-K",
     "date": "2026-08-14",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000162828026057098/newt-20260814.htm",
     "title": "8-K — 8-K (items 5.02)",
     "type": "director_change"
    }
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   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.us-cm-kg.ai/events/NASDAQ/NEWTG",
   "window": {
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    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "NASDAQ"
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   "isin": {
    "read_by": "SEC Fails-to-Deliver data (CUSIP for the symbol) · ISIN = US + CUSIP + ISO 6166 check digit",
    "read_date": "2026-10-14",
    "read_date_basis": "last_seen",
    "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data",
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    "value": "US6525268800"
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    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001587987.json",
    "state": "sourced",
    "value": "United States — Maryland"
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   "lei": {
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    "read_date": "2026-11-08",
    "read_date_basis": "the field",
    "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download (ISIN US6525268800)",
    "state": "sourced",
    "value": "549300YLU78IA8GKJ688"
   },
   "name": {
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    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001587987.json",
    "state": "sourced",
    "value": "NewtekOne, Inc."
   },
   "sector": {
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    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001587987.json",
    "state": "sourced",
    "value": "6021 National Commercial Banks"
   },
   "security_type": {
    "read_by": "EDGAR submissions API (issuer header as filed)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001587987.json",
    "state": "sourced",
    "value": "Corporate"
   },
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   "ticker": {
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    "read_date": "2026-11-08",
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    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "NEWTG"
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   "website": {
    "market": "US",
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  "licensed": {
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   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
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     "date": "2026-01-29",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000135445726000111/xslF25X02/primary_doc.xml",
     "title": "25-NSE/A"
    }
   ],
   "domicile_change": {
    "market": "US",
    "reason": "EDGAR states no dated change of state of incorporation on a filing line",
    "state": "not_on_record"
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   "listing": [
    {
     "date": "2026-01-28",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000135445726000104/NEWTO_8-A_Cert_1587987.pdf",
     "title": "CERT"
    },
    {
     "date": "2026-01-28",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000162828026003794/newtekform8-a2031notes.htm",
     "title": "8-A12B — 8-A12B"
    }
   ],
   "name_change": [],
   "segment_move": {
    "market": "US",
    "reason": "the exchanges' tier transfers are not EDGAR filings",
    "state": "not_on_record"
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  "node": "us-cm-kg",
  "numbers_hash": "sha256:5e0d533d18f44d67d80ee077d5852a5ee69528f3fbdae085811d1ba5fa8c5ee6",
  "open_research": {
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   "rows": [],
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   "client_categories": [],
   "determinable": false,
   "read": {
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    "door": "https://mcp.us-cm-kg.ai/mcp",
    "tool": "get_orderability"
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   "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category",
   "rule_version": "acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1",
   "section": "us.aio.v8"
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  "record": {
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   "url": "https://mcp.us-cm-kg.ai/record/NASDAQ/NEWTG",
   "version": 1
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  "status": {
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   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts",
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 },
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 "path": "/us/NASDAQ/NEWTG",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is NewtekOne, Inc., listed on NASDAQ under ticker NEWTG, with ISIN US6525268800 and LEI 549300YLU78IA8GKJ688. Its security type is Corporate, its sector is 6021 National Commercial Banks, and its jurisdiction is United States, Maryland. Its segment is not on the record. Its listing status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 80 filings across 48 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 5 days. The latest filing is a results filing dated 2026-11-06, which is 2 days before the record date. The exchange median is 6.0 days for cadence gap, 52 filings and 5.0 days latency. The sector median is 4 days for cadence gap, 137 filings and 2 days latency.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor is not on the record, because the latest annual report cover carries no auditor name tag. The auditor's location is not on the record. The record holds no auditor changes.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "The record holds a delisting dated 2026-01-29 and two listing lines dated 2026-01-28. The record holds no name change. The domicile change is not on the record. The segment move is not on the record. The halt flag shows the issuer as listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "The outcome is not determinable for this issuer under acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, because the chapter's orderability section names no client category. The chapter is dated 2026-11-04.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "No research houses were found on the issuer's investor-relations pages read.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "No openly published research notes were found on the record.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The record holds sealed data for this issuer for the years 2021 through 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "8 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.sec.gov/files/company_tickers_exchange.json"
  },
  {
   "for": "identity.isin",
   "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data"
  },
  {
   "for": "identity.jurisdiction",
   "source": "https://data.sec.gov/submissions/CIK0001587987.json"
  },
  {
   "for": "identity.lei",
   "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.us-cm-kg.ai/events/NASDAQ/NEWTG"
  },
  {
   "for": "the halt flag",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.us-cm-kg.ai/book/aio.json"
  },
  {
   "for": "the record",
   "source": "https://mcp.us-cm-kg.ai/record/NASDAQ/NEWTG"
  }
 ],
 "title": "NewtekOne, Inc. (NEWTG) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}