{
 "as_of": "2026-11-08",
 "cmr": "us-cm-kg/NASDAQ/NEWTO",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# NewtekOne, Inc. (NASDAQ: NEWTO) — research page\n\nAs of 2026-11-08 · us-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is NewtekOne, Inc., listed on NASDAQ under ticker NEWTO, with ISIN US6525268495 and LEI 549300YLU78IA8GKJ688. Its security type is Corporate, its segment is not on the record, its sector is 6021 National Commercial Banks, and its jurisdiction is United States, Maryland. Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 80 filings across 48 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 5 days. The latest filing is dated 2026-11-06, is of type results, and is 2 days before the record date of 2026-11-08. The NASDAQ median is 6.0 days for cadence, 52 filings and 5.0 days for latency across 4359 issuers. The sector median is 4 days for cadence, 137 filings and 2 days for latency across 177 issuers. The issuer's 80 filings sit above the NASDAQ median of 52 filings and below the sector median of 137 filings.\n\n## Auditor\n\nThe auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes.\n\n## Events and halts\n\nThe record holds a listing on 2026-01-28, recorded twice, and a delisting on 2026-01-29. It holds no name change. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt status is listed, not halted.\n\n## Orderability\n\nThe outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, as of chapter date 2026-11-04. The chapter's orderability section carries no client_categories, so the outcome cannot name its client category.\n\n## Coverage\n\nNo research houses were found on the issuer's investor-relations pages read. The count is 0.\n\n## Open research\n\nNo openly published research notes were found on the record. The count is 0.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.\n\n## Sources\n\n8 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)\n- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)\n- https://data.sec.gov/submissions/CIK0001587987.json (identity.jurisdiction)\n- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)\n- https://mcp.us-cm-kg.ai/events/NASDAQ/NEWTO (the disclosure lines)\n- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)\n- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.us-cm-kg.ai/record/NASDAQ/NEWTO (the record)\n",
 "market": "US",
 "node": "us-cm-kg",
 "numbers": {
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   "live_record_began": "2026-09-12",
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  "auditor": {
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    "reason": "no dei:AuditorName tag on the latest annual report cover (foreign private issuers and older filings carry none)",
    "state": "not_on_record"
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    "state": "not_on_record"
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    "state": "not_on_record"
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   "changes": []
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  "cmr": "us-cm-kg/NASDAQ/NEWTO",
  "coverage": {
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   "houses": [],
   "pages_checked": [],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-11",
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   "state": "none_found"
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     "median_cadence_gap_days": 6,
     "median_filings": 52,
     "median_latency_days": 5,
     "name": "NASDAQ"
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     "name": "6021 National Commercial Banks"
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   "latency_days": 2,
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     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000162828026071589/newt-20260930.htm",
     "title": "10-Q — 10-Q",
     "type": "results"
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    {
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     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000162828026066702/newt-20261021.htm",
     "title": "8-K — 8-K (items 2.03,8.01)",
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    {
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     "date": "2026-09-14",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000162828026061720/newt-20260914.htm",
     "title": "8-K — 8-K (items 2.02,9.01)",
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     "date": "2026-08-14",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000162828026057098/newt-20260814.htm",
     "title": "8-K — 8-K (items 5.02)",
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    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "NASDAQ"
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    "read_by": "SEC Fails-to-Deliver data (CUSIP for the symbol) · ISIN = US + CUSIP + ISO 6166 check digit",
    "read_date": "2026-10-06",
    "read_date_basis": "last_seen",
    "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data",
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    "source": "https://data.sec.gov/submissions/CIK0001587987.json",
    "state": "sourced",
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    "read_date_basis": "the field",
    "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download (ISIN US6525268495)",
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    "value": "549300YLU78IA8GKJ688"
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    "state": "sourced",
    "value": "NewtekOne, Inc."
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    "read_date": "2026-11-08",
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    "value": "6021 National Commercial Banks"
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    "source": "https://data.sec.gov/submissions/CIK0001587987.json",
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    "value": "Corporate"
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    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
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    "value": "NEWTO"
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   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
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     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000135445726000111/xslF25X02/primary_doc.xml",
     "title": "25-NSE/A"
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   "domicile_change": {
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    "reason": "EDGAR states no dated change of state of incorporation on a filing line",
    "state": "not_on_record"
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   "listing": [
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     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000135445726000104/NEWTO_8-A_Cert_1587987.pdf",
     "title": "CERT"
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    {
     "date": "2026-01-28",
     "source": "https://www.sec.gov/Archives/edgar/data/1587987/000162828026003794/newtekform8-a2031notes.htm",
     "title": "8-A12B — 8-A12B"
    }
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   "name_change": [],
   "segment_move": {
    "market": "US",
    "reason": "the exchanges' tier transfers are not EDGAR filings",
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   "read": {
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    "door": "https://mcp.us-cm-kg.ai/mcp",
    "tool": "get_orderability"
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   "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category",
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   "section": "us.aio.v8"
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  "status": {
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   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts",
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 "path": "/us/NASDAQ/NEWTO",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is NewtekOne, Inc., listed on NASDAQ under ticker NEWTO, with ISIN US6525268495 and LEI 549300YLU78IA8GKJ688. Its security type is Corporate, its segment is not on the record, its sector is 6021 National Commercial Banks, and its jurisdiction is United States, Maryland. Its listing status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 80 filings across 48 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 5 days. The latest filing is dated 2026-11-06, is of type results, and is 2 days before the record date of 2026-11-08. The NASDAQ median is 6.0 days for cadence, 52 filings and 5.0 days for latency across 4359 issuers. The sector median is 4 days for cadence, 137 filings and 2 days for latency across 177 issuers. The issuer's 80 filings sit above the NASDAQ median of 52 filings and below the sector median of 137 filings.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "The record holds a listing on 2026-01-28, recorded twice, and a delisting on 2026-01-29. It holds no name change. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt status is listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, as of chapter date 2026-11-04. The chapter's orderability section carries no client_categories, so the outcome cannot name its client category.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "No research houses were found on the issuer's investor-relations pages read. The count is 0.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "No openly published research notes were found on the record. The count is 0.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "8 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.sec.gov/files/company_tickers_exchange.json"
  },
  {
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   "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data"
  },
  {
   "for": "identity.jurisdiction",
   "source": "https://data.sec.gov/submissions/CIK0001587987.json"
  },
  {
   "for": "identity.lei",
   "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.us-cm-kg.ai/events/NASDAQ/NEWTO"
  },
  {
   "for": "the halt flag",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.us-cm-kg.ai/book/aio.json"
  },
  {
   "for": "the record",
   "source": "https://mcp.us-cm-kg.ai/record/NASDAQ/NEWTO"
  }
 ],
 "title": "NewtekOne, Inc. (NEWTO) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}