The page is the record's research on the issuer — no analyst, no rating, no view.

# NOVONIX Ltd (NASDAQ: NVX) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is NOVONIX Ltd, listed on NASDAQ under ticker NVX. Its ISIN is not on the record, and neither is its LEI. Its security type is recorded as Non-operating entity type (other). Its segment is not on the record. Its sector is 3690 Miscellaneous Electrical Machinery, Equipment & Supplies, and its jurisdiction is Australia. Its status is listed, not halted.

## The disclosure read

The record holds 99 filings in the twelve months to 2026-11-08, across 67 filing days. Of these, 77 are results, 20 are directors' dealings and 2 are regulatory filings. The median gap between filing days is 3.0 days. The latest filing is dated 2026-10-30 and is of type results, 9 days before the record date. On NASDAQ the median cadence gap is 6.0 days across 4359 issuers, the median filing count is 52 and the median latency is 5.0 days. In sector 3690 the median cadence gap is 6.0 days across 49 issuers, the median filing count is 55 and the median latency is 5 days.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no auditor name tag, and foreign private issuers and older filings carry none. The auditor's location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read. The count is 0.

## Open research

No openly published research notes were found. The count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

Sealed years holding the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

6 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://data.sec.gov/submissions/CIK0001859795.json (identity.jurisdiction)
- https://mcp.us-cm-kg.ai/events/NASDAQ/NVX (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/NVX (the record)

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