The page is the record's research on the issuer — no analyst, no rating, no view.

# OFS Capital Corp (NASDAQ: OFS) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is OFS Capital Corp, listed on NASDAQ under ticker OFS, with ISIN US67103B1008 and LEI 549300XTK3HSWPDBJD13. Its security type is Corporate. Its segment, sector and jurisdiction are not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 37 filings in the twelve months to 2026-11-08, across 28 filing days. The median gap between filing days is 11 days. The latest filing is dated 2026-10-30, 9 days before the record date, and is of type results. The NASDAQ median cadence gap is 6.0 days, the NASDAQ median filings count is 52, and the NASDAQ median latency is 5.0 days. The sector median is not on the record.

## Auditor

The auditor of record is KPMG LLP's, whose location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, and the segment move is not on the record. The halt flag is listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.

## Coverage

No research houses were found on the issuer's own investor-relations page, so the count is 0.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The vintage is sealed. The issuer years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

9 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://data.sec.gov/submissions/CIK0001487918.json (identity.name)
- https://mcp.us-cm-kg.ai/events/NASDAQ/OFS (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://www.sec.gov/Archives/edgar/data/1487918/000148791826000021/ofs-20251231.htm (the auditor)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/OFS (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/OFS · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
