The page is the record's research on the issuer — no analyst, no rating, no view. # Oxford Lane Capital Corp. (NASDAQ: OXLC) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is Oxford Lane Capital Corp., listed on NASDAQ under ticker OXLC, ISIN US6915438476, LEI 549300G3KO4JNQQD7Z72. Its security type on the record is non-operating entity type (other). Its jurisdiction is United States, Maryland. Segment and sector are not on the record. Its listing status is listed, not halted. ## The disclosure read The record holds 47 filings in the twelve months to 2026-11-08, across 32 filing days. The median gap between filing days is 9 days. The latest filing is dated 2026-11-05 and is of type regulatory filing, 3 days before the record date. The NASDAQ median gap between filing days is 6.0 days, the NASDAQ median filings count is 52, and the NASDAQ median latency is 5.0 days. The sector peer figures are not on the record for this market. ## Auditor The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes. ## Events and halts The record holds a listing on 2026-03-20 and a listing on 2026-03-23, and a delisting on 2026-05-29. No name change is on the record. A domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. A segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The issuer is listed, not halted. ## Orderability The outcome is not determinable, because the chapter's orderability section carries no client categories and the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read. The count is 0. ## Open research No openly published research notes were found on the record. The count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with the earliest sealed date of the market at 2021-01-04. The live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001495222.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NASDAQ/OXLC (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NASDAQ/OXLC (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/OXLC · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp