The page is the record's research on the issuer — no analyst, no rating, no view. # Oxford Lane Capital Corp. (NASDAQ: OXLCI) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is Oxford Lane Capital Corp., listed on NASDAQ under ticker OXLCI, ISIN US6915438625, LEI 549300G3KO4JNQQD7Z72. The security type is non-operating entity type (other). Segment and sector are not on the record. Jurisdiction is United States, Maryland. Listing status is listed, not halted. ## The disclosure read The record holds 47 filings in the twelve months from 2025-11-08 to 2026-11-08, across 32 filing days. By type, the record holds 2 agm_egm, 1 halt_suspension, 4 prospectus and 40 regulatory_filing. The median gap between filing days is 9 days. The latest filing is dated 2026-11-05, is of type regulatory_filing, and falls 3 days before the record date. The NASDAQ median cadence gap is 6.0 days, the NASDAQ median filings count is 52, and the NASDAQ median latency is 5.0 days, across 4359 issuers. Sector peer figures for the US market are not on the record. ## Auditor The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. Auditor location is not on the record. The record holds no auditor changes. ## Events and halts The record holds a delisting dated 2026-05-29 and listings dated 2026-03-20 and 2026-03-23. The record holds no name change. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, as of chapter date 2026-11-04. The chapter's orderability section carries no client_categories, so the outcome cannot name its client category. ## Coverage No research houses were found on the issuer's investor-relations pages read. The count is 0. ## Open research No openly published research notes were found. The count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04. The live record began 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001495222.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NASDAQ/OXLCI (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NASDAQ/OXLCI (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/OXLCI · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp