Oxford Lane Capital Corp. (OXLCM) — research page
US · us-cm-kg/NASDAQ/OXLCM · as of 2026-11-08
Identity and listing
The issuer is Oxford Lane Capital Corp., listed on NASDAQ under ticker OXLCM, with ISIN US6915438393 and LEI 549300G3KO4JNQQD7Z72. Its security type is recorded as a non-operating entity type (other). Its segment and sector are not on the record. Its jurisdiction is the United States, Maryland. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | Oxford Lane Capital Corp. | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | OXLCM | source · 2026-11-08 |
| ISIN | US6915438393 | source · 2026-10-05 |
| LEI | 549300G3KO4JNQQD7Z72 | source · 2026-11-08 |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Maryland | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 47 filings in the window from 2025-11-08 to 2026-11-08, across 32 filing days. The median gap between filing days is 9 days. The latest filing is dated 2026-11-05, 3 days before the record date of 2026-11-08, and is a regulatory filing. The NASDAQ median gap between filing days is 6.0 days, the median filings count is 52, and the median latency is 5.0 days. The sector median is not on the record.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 47 | 9 | 3 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-05 | regulatory_filing | N-CSRS | N-CSRS — N-CSRS |
| 2026-11-04 | regulatory_filing | N-23C-2 | N-23C-2 — N-23C-2 |
| 2026-10-23 | regulatory_filing | POS EX | POS EX — POS EX |
| 2026-10-23 | prospectus | 424B2 | 424B2 — 424B2 |
| 2026-10-22 | regulatory_filing | FWP | FWP — FWP |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is not on the record, because the latest annual report cover carries no auditor name tag. The auditor's location is not on the record. The record holds no auditor changes.
Events and halts
The record holds a delisting on 2026-05-29 and listings on 2026-03-20 and 2026-03-23. No name change is on the record. The domicile change is not on the record. The segment move is not on the record. The issuer is listed and not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section names no client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read, and the count is zero.
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001495222.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NASDAQ/OXLCM (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NASDAQ/OXLCM (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US6915438393"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:1b7a8703246f3db7.