The page is the record's research on the issuer — no analyst, no rating, no view. # Oxford Lane Capital Corp. (NASDAQ: OXLCN) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is Oxford Lane Capital Corp., listed on NASDAQ under ticker OXLCN, with ISIN US6915438708 and LEI 549300G3KO4JNQQD7Z72. The security type is non-operating entity type (other), the jurisdiction is United States, Maryland, and the segment and sector are not on the record. The listing status is listed, not halted. ## The disclosure read The record holds 47 filings on 32 filing days in the window from 2025-11-08 to 2026-11-08, comprising 2 AGM/EGM, 1 halt/suspension, 4 prospectus and 40 regulatory filings. The median gap between filing days is 9 days, against a NASDAQ median of 6.0 days across 4359 issuers. The latest filing is a regulatory filing dated 2026-11-05, 3 days before the record date of 2026-11-08, against a NASDAQ median latency of 5.0 days. The NASDAQ median filings count is 52, and the sector peer comparison is not on the record. ## Auditor The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag, and the record holds no auditor changes. ## Events and halts The record holds a listing on 2026-03-20 and a further listing on 2026-03-23, and a delisting on 2026-05-29. No name change is on the record, and the domicile change and segment move are not on the record. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, because the chapter as of 2026-11-04 carries no client categories. No signal code is given. ## Coverage No research houses were found on the issuer's investor-relations pages read, and the count is 0. ## Open research No openly published research notes were found, and the count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001495222.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NASDAQ/OXLCN (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NASDAQ/OXLCN (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/OXLCN · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp