{
 "as_of": "2026-11-08",
 "cmr": "us-cm-kg/NASDAQ/OXLCZ",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# Oxford Lane Capital Corp. (NASDAQ: OXLCZ) — research page\n\nAs of 2026-11-08 · us-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is Oxford Lane Capital Corp., listed on NASDAQ under ticker OXLCZ, with ISIN US6915438880 and LEI 549300G3KO4JNQQD7Z72. Its security type is recorded as non-operating entity type (other), and its jurisdiction is the United States, Maryland. Its segment and sector are not on the record. Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 47 filings on 32 filing days in the window from 2025-11-08 to 2026-11-08, of which 40 are regulatory filings, 4 prospectuses, 2 AGM or EGM filings and 1 halt or suspension filing. The median gap between filing days is 9 days. The latest filing is a regulatory filing dated 2026-11-05, 3 days before the record date of 2026-11-08. On NASDAQ the median cadence gap is 6.0 days, the median filings count is 52 and the median latency is 5.0 days across 4,359 issuers. The sector median is not on the record.\n\n## Auditor\n\nThe auditor is not on the record, because the latest annual report cover carries no auditor name tag. No auditor location is on the record and no auditor changes are on the record.\n\n## Events and halts\n\nThe record holds a delisting dated 2026-05-29 and listings dated 2026-03-20 and 2026-03-23. No name change is on the record, and no domicile change is on the record. The segment move is not on the record. The issuer is listed, not halted.\n\n## Orderability\n\nThe outcome is not determinable for the rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, as of 2026-11-04. The chapter's orderability section names no client category, so the client category cannot be stated.\n\n## Coverage\n\nNo research houses were found on the issuer's investor-relations pages read, so the count is 0.\n\n## Open research\n\nNo openly published research notes were found, so the count is 0.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.\n\n## Sources\n\n8 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)\n- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)\n- https://data.sec.gov/submissions/CIK0001495222.json (identity.jurisdiction)\n- https://api.gleif.org/api/v1/lei-records/549300G3KO4JNQQD7Z72 (identity.lei)\n- https://mcp.us-cm-kg.ai/events/NASDAQ/OXLCZ (the disclosure lines)\n- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)\n- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.us-cm-kg.ai/record/NASDAQ/OXLCZ (the record)\n",
 "market": "US",
 "node": "us-cm-kg",
 "numbers": {
  "as_of_depth": {
   "issuer_years_sealed": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ],
   "live_record_began": "2026-09-12",
   "node_history_from": "2021-01-04",
   "node_years_sealed": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ],
   "record_version": 1,
   "sealed": true
  },
  "auditor": {
   "auditor": {
    "market": "US",
    "reason": "no dei:AuditorName tag on the latest annual report cover (foreign private issuers and older filings carry none)",
    "state": "not_on_record"
   },
   "auditor_firm_id": {
    "market": "US",
    "state": "not_on_record"
   },
   "auditor_location": {
    "market": "US",
    "state": "not_on_record"
   },
   "changes": []
  },
  "cmr": "us-cm-kg/NASDAQ/OXLCZ",
  "coverage": {
   "count": 0,
   "houses": [],
   "pages_checked": [],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-11",
   "since": null,
   "state": "none_found"
  },
  "disclosure": {
   "against": {
    "exchange": {
     "issuers": 4359,
     "median_cadence_gap_days": 6,
     "median_filings": 52,
     "median_latency_days": 5,
     "name": "NASDAQ"
    },
    "sector": {
     "market": "US",
     "state": "not_on_record"
    }
   },
   "by_type": {
    "agm_egm": 2,
    "halt_suspension": 1,
    "prospectus": 4,
    "regulatory_filing": 40
   },
   "cadence_median_gap_days": 9,
   "filing_days": 32,
   "filings": 47,
   "latency_days": 3,
   "latest": [
    {
     "category": "N-CSRS",
     "date": "2026-11-05",
     "source": "https://www.sec.gov/Archives/edgar/data/1495222/000121390026116389/ea0309078-01_ncsrs.htm",
     "title": "N-CSRS — N-CSRS",
     "type": "regulatory_filing"
    },
    {
     "category": "N-23C-2",
     "date": "2026-11-04",
     "source": "https://www.sec.gov/Archives/edgar/data/1495222/000121390026115925/ea0310947-01_n23c2.htm",
     "title": "N-23C-2 — N-23C-2",
     "type": "regulatory_filing"
    },
    {
     "category": "POS EX",
     "date": "2026-10-23",
     "source": "https://www.sec.gov/Archives/edgar/data/1495222/000121390026112182/ea0309508-01_posex.htm",
     "title": "POS EX — POS EX",
     "type": "regulatory_filing"
    },
    {
     "category": "424B2",
     "date": "2026-10-23",
     "source": "https://www.sec.gov/Archives/edgar/data/1495222/000121390026111804/ea0308805-02_424b2.htm",
     "title": "424B2 — 424B2",
     "type": "prospectus"
    },
    {
     "category": "FWP",
     "date": "2026-10-22",
     "source": "https://www.sec.gov/Archives/edgar/data/1495222/000121390026111457/ea0309361-01_fwp.htm",
     "title": "FWP — FWP",
     "type": "regulatory_filing"
    }
   ],
   "latest_filing_date": "2026-11-05",
   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.us-cm-kg.ai/events/NASDAQ/OXLCZ",
   "window": {
    "from": "2025-11-08",
    "to": "2026-11-08"
   }
  },
  "identity": {
   "exchange": {
    "read_by": "EDGAR company_tickers_exchange.json (SEC list of exchange-listed filers)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "NASDAQ"
   },
   "isin": {
    "read_by": "SEC Fails-to-Deliver data (CUSIP for the symbol) · ISIN = US + CUSIP + ISO 6166 check digit",
    "read_date": "2026-10-14",
    "read_date_basis": "last_seen",
    "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data",
    "state": "sourced",
    "value": "US6915438880"
   },
   "jurisdiction": {
    "read_by": "EDGAR submissions API (issuer header as filed) (stateOfIncorporation)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001495222.json",
    "state": "sourced",
    "value": "United States — Maryland"
   },
   "lei": {
    "read_by": "GLEIF name-exact (jurisdiction US-MD; GLEIF golden copy 2026-09-12)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://api.gleif.org/api/v1/lei-records/549300G3KO4JNQQD7Z72",
    "state": "filled",
    "value": "549300G3KO4JNQQD7Z72"
   },
   "name": {
    "read_by": "EDGAR submissions API (issuer header as filed)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001495222.json",
    "state": "sourced",
    "value": "Oxford Lane Capital Corp."
   },
   "sector": {
    "market": "US",
    "state": "not_on_record"
   },
   "security_type": {
    "read_by": "EDGAR submissions API (issuer header as filed)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0001495222.json",
    "state": "sourced",
    "value": "Non-operating entity type (other)"
   },
   "segment": {
    "market": "US",
    "state": "not_on_record"
   },
   "ticker": {
    "read_by": "EDGAR company_tickers_exchange.json (SEC list of exchange-listed filers)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "OXLCZ"
   },
   "website": {
    "market": "US",
    "state": "not_on_record"
   }
  },
  "licensed": {
   "columns": [
    "licensor",
    "entitlement",
    "title",
    "date",
    "source"
   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
   "delisting": [
    {
     "date": "2026-05-29",
     "source": "https://www.sec.gov/Archives/edgar/data/1495222/000135445726000512/xslF25X02/primary_doc.xml",
     "title": "25-NSE"
    }
   ],
   "domicile_change": {
    "market": "US",
    "reason": "EDGAR states no dated change of state of incorporation on a filing line",
    "state": "not_on_record"
   },
   "listing": [
    {
     "date": "2026-03-20",
     "source": "https://www.sec.gov/Archives/edgar/data/1495222/000121390026032384/ea0282735-02_8a12b.htm",
     "title": "8-A12B — 8-A12B"
    },
    {
     "date": "2026-03-23",
     "source": "https://www.sec.gov/Archives/edgar/data/1495222/000135445726000282/OXLCM_8A_Cert.pdf",
     "title": "CERT"
    }
   ],
   "name_change": [],
   "segment_move": {
    "market": "US",
    "reason": "the exchanges' tier transfers are not EDGAR filings",
    "state": "not_on_record"
   }
  },
  "market": "US",
  "node": "us-cm-kg",
  "numbers_hash": "sha256:4a9f3c253f5affc09eed9abd040006aab4ac57fce526cc5d9e620aa4287eacd5",
  "open_research": {
   "read_date": "2026-11-11",
   "rows": [],
   "state": "none_found"
  },
  "orderability": {
   "chapter_as_of": "2026-11-04",
   "client_categories": [],
   "determinable": false,
   "read": {
    "chapter": "https://mcp.us-cm-kg.ai/book/aio.json",
    "door": "https://mcp.us-cm-kg.ai/mcp",
    "tool": "get_orderability"
   },
   "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category",
   "rule_version": "acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1",
   "section": "us.aio.v8"
  },
  "record": {
   "as_of": "2026-11-08",
   "url": "https://mcp.us-cm-kg.ai/record/NASDAQ/OXLCZ",
   "version": 1
  },
  "schema": "research-numbers v0.1 (USR-01, 2026-11-11)",
  "status": {
   "read_date": "2026-11-08",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts",
   "value": "listed, not halted"
  }
 },
 "numbers_hash": "sha256:4a9f3c253f5affc09eed9abd040006aab4ac57fce526cc5d9e620aa4287eacd5",
 "path": "/us/NASDAQ/OXLCZ",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is Oxford Lane Capital Corp., listed on NASDAQ under ticker OXLCZ, with ISIN US6915438880 and LEI 549300G3KO4JNQQD7Z72. Its security type is recorded as non-operating entity type (other), and its jurisdiction is the United States, Maryland. Its segment and sector are not on the record. Its listing status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 47 filings on 32 filing days in the window from 2025-11-08 to 2026-11-08, of which 40 are regulatory filings, 4 prospectuses, 2 AGM or EGM filings and 1 halt or suspension filing. The median gap between filing days is 9 days. The latest filing is a regulatory filing dated 2026-11-05, 3 days before the record date of 2026-11-08. On NASDAQ the median cadence gap is 6.0 days, the median filings count is 52 and the median latency is 5.0 days across 4,359 issuers. The sector median is not on the record.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor is not on the record, because the latest annual report cover carries no auditor name tag. No auditor location is on the record and no auditor changes are on the record.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "The record holds a delisting dated 2026-05-29 and listings dated 2026-03-20 and 2026-03-23. No name change is on the record, and no domicile change is on the record. The segment move is not on the record. The issuer is listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "The outcome is not determinable for the rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, as of 2026-11-04. The chapter's orderability section names no client category, so the client category cannot be stated.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "No research houses were found on the issuer's investor-relations pages read, so the count is 0.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "No openly published research notes were found, so the count is 0.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "8 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.sec.gov/files/company_tickers_exchange.json"
  },
  {
   "for": "identity.isin",
   "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data"
  },
  {
   "for": "identity.jurisdiction",
   "source": "https://data.sec.gov/submissions/CIK0001495222.json"
  },
  {
   "for": "identity.lei",
   "source": "https://api.gleif.org/api/v1/lei-records/549300G3KO4JNQQD7Z72"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.us-cm-kg.ai/events/NASDAQ/OXLCZ"
  },
  {
   "for": "the halt flag",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.us-cm-kg.ai/book/aio.json"
  },
  {
   "for": "the record",
   "source": "https://mcp.us-cm-kg.ai/record/NASDAQ/OXLCZ"
  }
 ],
 "title": "Oxford Lane Capital Corp. (OXLCZ) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}