The page is the record's research on the issuer — no analyst, no rating, no view.

# Penguin Solutions, Inc. (NASDAQ: PENG) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Penguin Solutions, Inc., listed on NASDAQ under ticker PENG, ISIN US7069151055, LEI 254900DVWIPOY3GJ8E23. Its security type is Corporate and its sector is 3674 Semiconductors & Related Devices, with jurisdiction United States — Delaware. The segment is not on the record. Status: listed, not halted.

## The disclosure read

The record holds 114 filings across 65 filing days in the twelve months to 2026-11-08. Filings by type are 55 directors' dealings, 38 regulatory filings, 9 results, 5 director changes, 4 AGM/EGM notices and 3 corporate news. The median gap between filing days is 3.0 days, against a NASDAQ median of 6.0 days and a sector median of 4.0 days. The median latency from latest filing to record date is 2 days for the issuer, against 5.0 days for NASDAQ and 4.0 days for the sector. The latest filing is dated 2026-11-06 and is a regulatory filing.

## Auditor

The auditor of record is not on the record, because the latest annual report cover carries no auditor name tag, and its location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting, name change or auditor-independent lifecycle events in the window. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as exchange tier transfers are not EDGAR filings. Halt flag: listed, not halted.

## Orderability

The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, as of chapter date 2026-11-04. The chapter's orderability section carries no client categories, so the outcome cannot name its client category.

## Coverage

No research houses were found on the issuer's investor-relations pages read.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001616533.json (identity.jurisdiction)
- https://api.gleif.org/api/v1/lei-records/254900DVWIPOY3GJ8E23 (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/PENG (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/PENG (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/PENG · public-record only · the same page signed and receipted: get_research at https://mcp.getissuer.ai/mcp
