PhenixFIN Corp (PFX) — research page
US · us-cm-kg/NASDAQ/PFX · as of 2026-11-08
Identity and listing
The issuer is PhenixFIN Corp, listed on NASDAQ under ticker PFX, with ISIN US71742W1036 and LEI 549300JJH1QEB0RKNO53. Its security type is Corporate and its jurisdiction is United States, Delaware. Its segment and sector are not on the record. Its status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | PhenixFIN Corp | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | PFX | source · 2026-11-08 |
| ISIN | US71742W1036 | source · 2026-08-28 |
| LEI | 549300JJH1QEB0RKNO53 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 21 filings across 15 filing days in the twelve months to 2026-11-08. The filings are 8 results, 7 directors' dealings, 4 regulatory filings and 2 AGM/EGM filings. The median gap between filing days is 14.0 days, against a NASDAQ median of 6.0 days across 4,359 issuers. The latest filing is a results filing dated 2026-08-05, and the latency from that filing to the record date is 95 days, against a NASDAQ median of 5.0 days. The NASDAQ median filing count is 52. The sector median is not on the record.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 21 | 14 | 95 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| date | type | category | filing |
|---|---|---|---|
| 2026-08-05 | results | 10-Q | 10-Q — QUARTERLY REPORT |
| 2026-08-05 | results | 8-K | 8-K — CURRENT REPORT (items 2.02,9.01) |
| 2026-07-02 | regulatory_filing | 40-17G | 40-17G — FORM 40-17G |
| 2026-06-03 | directors_dealings | 4 | 4 |
| 2026-05-15 | regulatory_filing | SCHEDULE 13G/A | SCHEDULE 13G/A |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is KPMG LLP, located in New York, New York. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name-change events. The domicile change and segment move are not on the record. The issuer is listed and not halted.
Orderability
The outcome cannot be determined because the chapter's orderability section carries no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read for this record.
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds sealed data for the issuer for the years 2021 through 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
9 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001490349.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NASDAQ/PFX (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://www.sec.gov/Archives/edgar/data/1490349/000121390025120913/ea0264791-10k_phenixfin.htm (the auditor)
- 10.8
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.9
- https://mcp.us-cm-kg.ai/record/NASDAQ/PFX (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US71742W1036"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:4ee716f76378934b.