PhenixFIN Corp (PFXNZ) — research page
US · us-cm-kg/NASDAQ/PFXNZ · as of 2026-11-08
Identity and listing
The issuer is PhenixFIN Corp, listed on NASDAQ under ticker PFXNZ, with ISIN US71742W3016 and LEI 549300JJH1QEB0RKNO53. Its security type is Corporate, its segment is not on the record, and its sector is not on the record. Its jurisdiction is United States, Delaware. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | PhenixFIN Corp | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | PFXNZ | source · 2026-11-08 |
| ISIN | US71742W3016 | source · 2026-10-07 |
| LEI | 549300JJH1QEB0RKNO53 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 21 filings on 15 filing days in the window 2025-11-08 to 2026-11-08. The filings are 8 results, 7 directors' dealings, 4 regulatory filings and 2 AGM/EGM filings. The median gap between filing days is 14.0 days. The latest filing is a results filing dated 2026-08-05, which is 95 days before the record date of 2026-11-08. On NASDAQ the median filings are 52, the median cadence gap is 6.0 days and the median latency is 5.0 days. The sector median is not on the record.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 21 | 14 | 95 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| date | type | category | filing |
|---|---|---|---|
| 2026-08-05 | results | 10-Q | 10-Q — QUARTERLY REPORT |
| 2026-08-05 | results | 8-K | 8-K — CURRENT REPORT (items 2.02,9.01) |
| 2026-07-02 | regulatory_filing | 40-17G | 40-17G — FORM 40-17G |
| 2026-06-03 | directors_dealings | 4 | 4 |
| 2026-05-15 | regulatory_filing | SCHEDULE 13G/A | SCHEDULE 13G/A |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is KPMG LLP, located in New York, New York. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The issuer is listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories and so cannot name a client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the investor-relations pages read, so the count is 0.
Open research
No openly published research notes were found, so the count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The vintage is sealed. The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
9 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001490349.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NASDAQ/PFXNZ (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://www.sec.gov/Archives/edgar/data/1490349/000121390025120913/ea0264791-10k_phenixfin.htm (the auditor)
- 10.8
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.9
- https://mcp.us-cm-kg.ai/record/NASDAQ/PFXNZ (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US71742W3016"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:7b73a21a93713f3c.