The page is the record's research on the issuer — no analyst, no rating, no view.

# Plutus Financial Group Ltd (NASDAQ: PLUT) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

Plutus Financial Group Ltd is listed on NASDAQ under ticker PLUT, with ISIN USG7144S1036 and LEI 984500FBFB9F2DD54469. Its security type is non-operating entity type (other), its segment is not on the record, its sector is 6200 Security & Commodity Brokers, Dealers, Exchanges & Services, and its jurisdiction is the Cayman Islands. Its listing status is listed, not halted.

## The disclosure read

The record holds 15 filings in the twelve months to 2026-11-08, across 10 filing days. Of these, 6 are directors' dealings, 2 are regulatory filings and 7 are results. The median gap between filing days is 29 days. The latest filing is dated 2026-10-01 and is of type results, 38 days before the record date. The NASDAQ median is 52 filings, a median cadence gap of 6.0 days and a median latency of 5.0 days, across 4359 issuers. The sector median is 69.0 filings, a median cadence gap of 6.0 days and a median latency of 5.0 days, across 16 issuers.

## Auditor

The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag, and its location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change events. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read, and the count is 0.

## Open research

No openly published research notes were found, and the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer is sealed for the years 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001933021.json (identity.jurisdiction)
- https://api.gleif.org/api/v1/lei-records/984500FBFB9F2DD54469 (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/PLUT (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/PLUT (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/PLUT · public-record only · the same page signed and receipted: get_research at https://mcp.getissuer.ai/mcp
