The page is the record's research on the issuer — no analyst, no rating, no view. # PROSPECT CAPITAL CORP (NASDAQ: PSEC) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing PROSPECT CAPITAL CORP is listed on NASDAQ under ticker PSEC, ISIN US74348T1025, LEI 549300FSD8T39P5Q0O47. Its security type is Corporate. Segment and sector are not on the record. Jurisdiction is United States, Maryland. Status is listed, not halted. ## The disclosure read The record holds 168 filings in the window 2025-11-08 to 2026-11-08, across 111 filing days. The median gap between filing days is 3.0 days. The NASDAQ median cadence gap is 6.0 days across 4359 issuers, and the NASDAQ median filings count is 52. Days from the latest filing to the record date are 3, against a NASDAQ median latency of 5.0 days. The sector median for the US market is not on the record. The latest filing is dated 2026-11-05 and is a corporate_news filing. Filings by type: 85 prospectus, 49 regulatory_filing, 14 agm_egm, 9 results, 7 directors_dealings, 3 corporate_news, 1 halt_suspension. ## Auditor The auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. Halt status: listed, not halted. ## Orderability The outcome is not determinable, as the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with chapter as-of date 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read. The count is 0. ## Open research No openly published research notes were found. The count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001287032.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NASDAQ/PSEC (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NASDAQ/PSEC (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/PSEC · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp