The page is the record's research on the issuer — no analyst, no rating, no view.

# Nuveen NASDAQ 100 Dynamic Overwrite Fund (NASDAQ: QQQX) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Nuveen NASDAQ 100 Dynamic Overwrite Fund, listed on NASDAQ under ticker QQQX, with ISIN US6706991071 and LEI 549300UZIEJJJ5RD3T06. Its security type is non-operating entity type (other). Its segment and sector are not on the record. Its jurisdiction is United States, Massachusetts. Its listing status is listed, not halted.

## The disclosure read

The record holds 13 filings across 13 filing days in the window 2025-11-08 to 2026-11-08. By type, there are 1 agm_egm, 2 directors_dealings, 1 prospectus and 9 regulatory_filing. The median gap between filing days is 8.5 days. The latest filing is dated 2026-10-02 and is a prospectus, 37 days before the record date 2026-11-08. On NASDAQ, the exchange median is 52 filings, a median cadence gap of 6.0 days and a median latency of 5.0 days; the issuer's figures are 13 filings, 8.5 days and 37 days. The sector median is not on the record for this market.

## Auditor

The auditor of record is not on the record, as the latest annual report cover carries no dei:AuditorName tag. Its location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The issuer is listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client_categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's own investor-relations page. The count is 0.

## Open research

No openly published research notes were found. The count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
- https://data.sec.gov/submissions/CIK0001608741.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/QQQX (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/QQQX (the record)

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