The page is the record's research on the issuer — no analyst, no rating, no view. # RAND CAPITAL CORP (NASDAQ: RAND) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is RAND CAPITAL CORP, listed on NASDAQ under ticker RAND, with ISIN US7521852076. The LEI is not on the record. The security type is Corporate. The segment is not on the record. The sector is not on the record. The jurisdiction is United States, New York. The listing status is listed, not halted. ## The disclosure read The record holds 16 filings in the window 2025-11-08 to 2026-11-08, across 11 filing days. Of these, 2 are AGM/EGM filings, 5 are regulatory filings and 9 are results. The median gap between filing days is 20.5 days. The latest filing is dated 2026-11-04, a results filing, 4 days before the record date. On NASDAQ the median filings count is 52, the median cadence gap is 6.0 days and the median latency is 5.0 days across 4359 issuers. The sector median for this market is not on the record. ## Auditor The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor location is not on the record. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read. The count is 0. ## Open research No openly published research notes were found on the record. The count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The record holds the issuer's sealed years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 7 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0000081955.json (identity.jurisdiction) - https://mcp.us-cm-kg.ai/events/NASDAQ/RAND (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NASDAQ/RAND (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/RAND · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp