The page is the record's research on the issuer — no analyst, no rating, no view.

ROCKET PHARMACEUTICALS, INC. (RCKT) — research page

US · us-cm-kg/NASDAQ/RCKT · as of 2026-11-08

Identity and listing

The issuer is ROCKET PHARMACEUTICALS, INC., listed on NASDAQ under ticker RCKT, with ISIN US77313F1066 and LEI 549300R7VV82YUIN4Y93. Its security type is Corporate and its segment is not on the record. Its sector is 2834 Pharmaceutical Preparations and its jurisdiction is United States, Delaware. Its listing status is listed, not halted.

fieldvaluesource · read date
nameROCKET PHARMACEUTICALS, INC.source · 2026-11-08
exchangeNASDAQsource · 2026-11-08
tickerRCKTsource · 2026-11-08
ISINUS77313F1066source · 2026-11-08
LEI549300R7VV82YUIN4Y93source · 2026-11-08
security typeCorporatesource · 2026-11-08
segmentnot on the record
sector2834 Pharmaceutical Preparationssource · 2026-11-08
jurisdictionUnited States — Delawaresource · 2026-11-08
statuslisted, not haltedsource · 2026-11-08

The disclosure read

The record holds 110 filings in the window 2025-11-08 to 2026-11-08, across 49 filing days. The median gap between filing days is 4.5 days, against a median of 6.0 days for NASDAQ and 6.0 days for the sector. The latest filing is dated 2026-11-05, a regulatory_filing, 3 days before the record date, against a median latency of 5.0 days for NASDAQ and 4.0 days for the sector. The median filing count is 52 for NASDAQ and 63.0 for the sector.

filingsmedian gap between filing daysdays from latest filing to as-of
this issuer1104.53
exchange median: NASDAQ (4359 issuers)5265
sector median: 2834 Pharmaceutical Preparations (526 issuers)6364
datetypecategoryfiling
2026-11-05regulatory_filing144144
2026-10-30regulatory_filingSCHEDULE 13G/ASCHEDULE 13G/A
2026-10-06corporate_news8-K8-K — 8-K (items 1.01,2.03,3.02,7.01,9.01)
2026-09-15regulatory_filing144144
2026-09-15directors_dealings44 — FORM 4

window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them

Auditor

The auditor of record is EISNERAMPER LLP, located in Iselin, New Jersey. The record holds no auditor changes.

Events and halts

The record holds one delisting line, dated 2026-09-02. It holds no listing, name change or segment move lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted.

Orderability

The outcome is not determinable because the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability

Coverage

No research houses were found on the issuer's investor-relations pages read.

Open research

No openly published research notes were found on the record.

Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

licensorentitlementtitledatesource
none loaded

As-of depth

The sealed years holding the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

Sources

9 source pages are named on this page; every value above carries its own source page and read date in the numbers.

10.1
https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
10.2
https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
10.3
https://data.sec.gov/submissions/CIK0001281895.json (identity.jurisdiction)
10.4
https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
10.5
https://mcp.us-cm-kg.ai/events/NASDAQ/RCKT (the disclosure lines)
10.6
https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
10.7
https://www.sec.gov/Archives/edgar/data/1281895/000119312526076551/rckt-20251231.htm (the auditor)
10.8
https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
10.9
https://mcp.us-cm-kg.ai/record/NASDAQ/RCKT (the record)

Read it by agent

The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US77313F1066"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:b87979b9abb7d964.