The page is the record's research on the issuer — no analyst, no rating, no view.

# ROZE AI INC. (NASDAQ: RZAI) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is ROZE AI INC., listed on NASDAQ under ticker RZAI, ISIN US7810701075; LEI not on the record (no GLEIF record with the exact legal name in jurisdiction US-A1). Security type is Non-operating entity type (other); segment not on the record; sector 7373 Services-Computer Integrated Systems Design; jurisdiction British Columbia, Canada. Status: listed, not halted.

## The disclosure read

The record holds 20 filings across 11 filing days in the window 2025-11-08 to 2026-11-08, comprising 7 directors' dealings, 8 prospectuses and 5 regulatory filings. The median gap between filing days is 13.5 days. The latest filing is dated 2026-09-30 and is a prospectus, 39 days before the record date of 2026-11-08. The NASDAQ exchange medians are 52 filings, a cadence gap of 6.0 days and a latency of 5.0 days across 4,359 issuers; the sector medians are 67.0 filings, a cadence gap of 5.8 days and a latency of 5.0 days across 60 issuers. The issuer's 20 filings are below the exchange median and below the sector median.

## Auditor

The auditor is not on the record (no dei:AuditorName tag on the latest annual report cover, as foreign private issuers and older filings carry none); the auditor's location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds two listing lines, both dated 2026-09-28. It holds no delisting and no name change. The domicile change is not on the record (EDGAR states no dated change of state of incorporation on a filing line). The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable: the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations page; the count is 0.

## Open research

No openly published research notes were found on the record; the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's years sealed are 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

7 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0002075335.json (identity.jurisdiction)
- https://mcp.us-cm-kg.ai/events/NASDAQ/RZAI (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/RZAI (the record)

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