The page is the record's research on the issuer — no analyst, no rating, no view. # SIEBERT FINANCIAL CORP (NASDAQ: SIEB) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing SIEBERT FINANCIAL CORP is listed on NASDAQ under the ticker SIEB, with ISIN US8261761097. The LEI is not on the record, as no GLEIF record with the exact legal name in jurisdiction US-NY was found. The security type is Corporate, the sector is 6211 Security Brokers, Dealers & Flotation Companies, and the jurisdiction is United States, New York. The segment is not on the record. The listing status is listed, not halted. ## The disclosure read The record holds 46 filings in the twelve months to 2026-11-08, across 16 filing days. The median gap between filing days is 17 days. The latest filing is dated 2026-11-04, four days before the record date, and is of type director_change. Of the 46 filings, 32 are directors_dealings, 5 are regulatory_filing, 4 are results, 3 are agm_egm, and 2 are director_change. The NASDAQ exchange median is 52 filings, a median gap of 6.0 days, and a median latency of 5.0 days. The sector median is 106.0 filings, a median gap of 4.0 days, and a median latency of 3 days. ## Auditor The auditor of record is Crowe LLP, located in New York. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 8 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0000065596.json (identity.jurisdiction) - https://mcp.us-cm-kg.ai/events/NASDAQ/SIEB (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://www.sec.gov/Archives/edgar/data/65596/000121390026036500/ea0281594-10k_siebert.htm (the auditor) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NASDAQ/SIEB (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/SIEB · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp